Reference

Investing Terms Glossary

Clear definitions and practical examples for investing and financial market terms.

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2 terms
A
80 terms
Fund Basics

Assets Under Management

The total market value of investments managed by a fund or investment manager.

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Returns & Performance

Annualised Return

A return converted into an equivalent yearly rate to make periods easier to compare.

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Returns & Performance

Alpha

The return attributed to investment skill after adjusting for benchmark performance or market risk.

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Plans & Options

Accumulation Option

A fund option that retains or reinvests income so it contributes to unit-value growth.

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Portfolio Metrics

Asset Allocation

The percentage of a portfolio invested across asset classes such as cash, bonds, shares, and property.

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Investment Fundamentals

Active Investing

An approach that selects and trades investments in an attempt to outperform a benchmark.

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Asset Classes

Asset

Anything with economic value that can be owned or controlled.

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Asset Classes

Asset Class

A group of investments with similar economic characteristics and market behaviour.

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Asset Classes

Alternative Investment

An investment outside traditional listed shares, bonds, and cash.

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Equity Investing

Authorised Shares

The maximum number of shares a company is legally permitted to issue under its governing documents.

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Corporate Actions

Acquisition

The purchase of control or ownership of a company or business.

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Corporate Governance

Annual General Meeting

A yearly shareholder meeting at which financial reports, directors, auditors, and other matters are considered.

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Corporate Governance

Audit Committee

A board committee that oversees financial reporting, internal controls, external audit, and related risks.

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Corporate Governance

Agency Problem

A conflict that arises when managers or agents may act differently from the interests of owners or principals.

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Plans & Options

Accumulating Share Class

A fund class that retains and reinvests income rather than paying it out in cash.

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Fund Types

Active Fund

A fund whose manager makes discretionary investment decisions to outperform or meet a stated objective.

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Fund Types

Absolute Return Fund

A fund that seeks positive returns over time regardless of a traditional market benchmark.

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ETF Mechanics

Authorised Participant

A financial institution permitted to create and redeem ETF shares directly with the fund.

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Fixed Income

Accrued Interest

Interest earned since the last coupon date but not yet paid.

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Fixed Income

Agency Bond

A bond issued by a government agency or government-sponsored entity.

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Fixed Income

Asset-Backed Security

A security whose payments are supported by a pool of financial assets such as loans or receivables.

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Fixed Income

Amortising Bond

A bond that repays principal in instalments before final maturity.

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Fixed Income

Affirmative Covenant

A covenant requiring the borrower to take specified actions.

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Money Markets

Auction Rate

The yield or price determined through a competitive securities auction.

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Money Markets

Allotment

The amount of securities awarded to a bidder or subscriber.

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Portfolio Analytics

Active Return

The difference between a portfolio's return and its benchmark's return.

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Portfolio Analytics

Active Risk

The volatility of a portfolio's active return, also called tracking error.

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Portfolio Analytics

Active Share

The percentage of portfolio holdings that differs from the benchmark.

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Fraud & Scams

Affinity Fraud

A scam that exploits trust within a religious, professional, ethnic, or social group.

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Fraud & Scams

Advance-Fee Fraud

A fraud requiring an upfront payment for a promised investment, payout, loan, or recovery that never materialises.

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Market Participants

Accredited Investor

An investor meeting specified financial or professional criteria for access to certain private offerings.

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Trading & Market Structure

Ask

The lowest price a seller is currently willing to accept for a security.

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Trading & Market Structure

Auction Market

A market where buyers and sellers submit competing orders and trades occur at matched prices.

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Trading & Market Structure

After-Hours Trading

Trading outside the exchange's main session where the market permits it.

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Order Types

All-or-None Order

An order that must be filled completely, although not necessarily immediately.

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Order Types

At-the-Open Order

An instruction intended for execution at the market's opening price.

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Order Types

At-the-Close Order

An instruction intended for execution at or near the official closing price.

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Trading & Market Structure

Average Execution Price

The quantity-weighted average price of all fills in an order.

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Market Data

Adjusted Close

A historical closing price modified for events such as dividends and stock splits.

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Trading Strategies

Arbitrage

Seeking to profit from price differences for the same or closely related assets while limiting directional risk.

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Trading Strategies

Algorithmic Trading

Using computer rules to generate, route, or execute orders.

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Financial Statements

Adjusted Earnings

Profit modified to exclude items management or analysts consider unusual, non-recurring, or non-core.

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Financial Statements

Accounts Receivable

Amounts customers owe for goods or services already delivered.

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Financial Statements

Allowance for Doubtful Accounts

An estimate of receivables that may not be collected.

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Financial Statements

Amortisation

The systematic allocation of an intangible asset's cost over its useful life.

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Financial Statements

Accounts Payable

Amounts owed to suppliers for goods or services received.

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Financial Statements

Accrued Expense

An expense recognised before the related cash payment is made.

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Financial Ratios

Asset Turnover

Revenue divided by average total assets.

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Valuation

After-Tax Cost of Debt

Cost of debt adjusted for the tax effect of deductible interest where applicable.

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Financial Statements

Audit Opinion

An auditor's formal conclusion on whether financial statements are presented fairly under the applicable framework.

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Financial Statements

Adverse Audit Opinion

An audit opinion stating that material misstatements are pervasive and the statements are not fairly presented.

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Company Disclosures

Annual Report

A yearly publication containing financial statements, management discussion, governance information, and other disclosures.

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Derivatives

At the Money

An option whose strike price is close to the underlying market price.

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Derivatives

Assignment

The obligation imposed on an option seller when the holder exercises.

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Derivatives

American Option

An option exercisable at any time up to and including expiration.

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Real Estate Investing

Amortising Loan

A loan repaid through scheduled payments of principal and interest.

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REIT Metrics

Adjusted Funds from Operations

A refined REIT cash-flow measure that adjusts FFO for recurring capital expenditure and other items.

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Private Markets

Angel Investor

An individual who invests personal money in early-stage companies.

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Startup Investing

Anti-Dilution Protection

A provision adjusting conversion terms when a company later issues shares at a lower price.

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Startup Metrics

Annual Recurring Revenue

Recurring subscription revenue normalised to one year.

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Investment Methods

Automatic Investment

A recurring investment executed automatically from a bank account or cash balance.

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Retirement Investing

Annuity

A contract that converts a lump sum or series of payments into future income.

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Estate Planning

Administrator of an Estate

A person appointed to manage an estate where no valid executor acts.

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Returns & Performance

Arithmetic Mean Return

The simple average of periodic returns.

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Returns & Performance

Absolute Return

An investment's gain or loss without comparison with a benchmark.

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Returns & Performance

After-Tax Return

Investment return remaining after applicable taxes.

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Behavioural Finance

Anchoring Bias

The tendency to rely too heavily on an initial number or reference point.

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Behavioural Finance

Availability Heuristic

Judging likelihood based on examples that come easily to mind.

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Digital Assets

Asset-Backed Token

A token whose value or redemption claim is linked to off-chain or on-chain assets.

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Digital Assets

Automated Market Maker

A protocol that prices and exchanges assets using a formula and liquidity pools.

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Digital Assets

Airdrop

A distribution of tokens to selected wallets, often based on past activity or eligibility rules.

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Commodities

Agricultural Commodity

A farm-produced tradable good such as wheat, cocoa, coffee, or maize.

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Commodities

Allocated Gold

Gold held as specifically identified bars owned by the investor.

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Alternative Investments

Availability Payment

A payment to an infrastructure operator based on an asset being available at agreed performance levels.

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Alternative Investments

Art Investment

Ownership of artworks with the expectation of preservation, enjoyment, or appreciation.

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Structured Products

Autocallable Note

A structured note that redeems early if the underlying meets specified conditions on observation dates.

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Costs & Fees

Administration Fee

A fee for accounting, reporting, recordkeeping, or operational services.

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Costs & Fees

Advisory Fee

A fee paid for investment advice or portfolio management.

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Costs & Fees

All-In Fee

A combined fee intended to cover several services under one stated rate.

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Regulation & Compliance

Anti-Money Laundering

Laws and controls intended to prevent financial systems from processing criminal proceeds.

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Fund Types

Balanced Fund

A fund that combines growth assets such as shares with income assets such as bonds and cash.

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Fund Types

Bond Fund

A fund that invests mainly in bonds with the aim of earning interest income and possible capital gains.

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Returns & Performance

Benchmark

A reference index or rate used to evaluate a fund's performance.

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Costs & Fees

Bid-Offer Spread

The difference between the price at which units can be sold and the price at which they can be bought.

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Portfolio Metrics

Beta

A measure of how strongly an investment's returns tend to move relative to a market benchmark.

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Investor Terms

Beneficial Owner

The natural person who ultimately owns, controls, or benefits from an account or investment.

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Miscellaneous

Business Day

A day on which relevant financial institutions and markets are open for normal processing.

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Equity Investing

Blue-Chip Stock

A share in a large, established company with a strong market position and operating history.

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Equity Investing

Buy Rating

A research opinion that a security is expected to deliver an attractive return relative to the analyst's standard.

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Corporate Actions

Bonus Issue

An issue of additional shares to existing shareholders without a cash payment.

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Corporate Actions

Bankruptcy

A legal process for an entity unable to meet its financial obligations.

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Corporate Governance

Board of Directors

The body elected or appointed to oversee a company and its management.

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Fund Operations

Bid Price

The price at which a fund or market participant buys units or securities from an investor.

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Fixed Income

Bond

A debt security through which an investor lends money to an issuer in return for promised payments.

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Fixed Income

Basis Point

One hundredth of one percentage point.

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Fixed Income

Bullet Bond

A bond that repays all principal at final maturity rather than through scheduled amortisation.

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Fixed Income

Bond Indenture

The legal contract setting out a bond's terms, rights, covenants, and remedies.

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Risk Terms

Basis Risk

The risk that a hedge and the exposure it is intended to offset do not move closely enough.

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Money Markets

Bankers' Acceptance

A time draft guaranteed by a bank, commonly used to finance trade.

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Fixed Income Strategies

Barbell Strategy

A bond strategy concentrated in short and long maturities with little exposure in the middle.

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Fixed Income Strategies

Bullet Strategy

A bond strategy concentrating maturities around one target date.

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Fixed Income Strategies

Bond Immunisation

A strategy matching assets and liabilities so interest-rate changes have limited effect on the ability to meet a future obligation.

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Portfolio Analytics

Backtest

A simulation of how an investment strategy would have performed using historical data.

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Risk Management

Benchmark Risk

The risk that managing too closely to or too far from a benchmark produces undesirable results.

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Market Participants

Broker

A person or firm that executes securities transactions for clients.

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Market Participants

Broker-Dealer

A firm that acts as an agent for clients and as a principal in its own trades.

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Equity Capital Markets

Bookrunner

The lead bank responsible for managing investor orders and pricing in a securities offering.

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Trading & Market Structure

Bid

The highest price a buyer is currently willing to pay for a security.

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Trading & Market Structure

Bid-Ask Spread

The difference between the best available buying and selling prices.

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Trading & Market Structure

Board Lot

The exchange's standard trading unit for a security.

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Trading & Market Structure

Best Execution

The duty or process of seeking the most favourable reasonably available trading outcome for a client.

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Trading Strategies

Breakout

A move beyond a recognised price range or technical level.

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Trading Strategies

Breakdown

A move below a recognised support level or trading range.

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Trading & Market Structure

Borrow Fee

The fee paid to borrow a security, often for short selling.

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Trading & Market Structure

Block Trade

A transaction involving a large quantity of securities, often negotiated away from the public order book.

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Equity Valuation

Basic Earnings Per Share

Earnings per share calculated using actual weighted average ordinary shares outstanding.

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Financial Statements

Balance Sheet

A statement showing assets, liabilities, and equity at a particular date.

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Equity Valuation

Book Value

The accounting value of shareholders' equity.

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Equity Valuation

Book Value Per Share

Ordinary shareholders' equity divided by ordinary shares outstanding.

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Macroeconomics

Business Cycle

Recurring periods of economic expansion, peak, contraction, and recovery.

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Macroeconomics

Breakeven Inflation Rate

The difference between nominal and inflation-linked bond yields of similar maturity, used as a market inflation gauge.

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Macroeconomics

Budget Deficit

The amount by which government spending exceeds revenue during a period.

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Macroeconomics

Budget Surplus

The amount by which government revenue exceeds spending during a period.

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Macroeconomics

Balance of Payments

A record of a country's economic transactions with the rest of the world.

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Macroeconomics

Business Confidence

A measure of firms' expectations about sales, investment, and economic conditions.

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Derivatives

Bermudan Option

An option exercisable on specified dates before expiration.

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Derivatives Strategies

Bull Call Spread

Buying a lower-strike call and selling a higher-strike call with the same expiration.

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Derivatives Strategies

Bear Put Spread

Buying a higher-strike put and selling a lower-strike put with the same expiration.

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Derivatives Strategies

Butterfly Spread

A limited-risk option strategy combining three strike levels to benefit from a specific price range.

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Derivatives

Backwardation

A futures-curve condition in which longer-dated prices are below the spot price or nearer contracts.

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Derivatives

Basis

The difference between a spot price and a related futures price, or between two closely related prices.

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Real Estate Investing

Balloon Payment

A large final payment due after smaller periodic loan payments.

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Private Markets

Buyout

The acquisition of a controlling interest in a company.

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Startup Investing

Board Seat

The right to appoint or occupy a position on a company's board.

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Startup Metrics

Burn Rate

The rate at which a company spends cash, commonly measured monthly.

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Personal Finance

Budget

A plan for allocating income among spending, saving, debt repayment, and investing.

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Personal Finance

Bad Debt

Borrowing for consumption or assets that do not support repayment, especially at high cost.

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Estate Planning

Beneficiary

A person or entity entitled to receive assets, income, insurance proceeds, or trust benefits.

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Sustainable Investing

Best-in-Class Investing

Selecting the strongest ESG performers within each sector rather than excluding entire sectors.

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Digital Assets

Blockchain

A distributed record of transactions grouped into linked blocks and maintained by a network.

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Digital Assets

Bridge

A system that transfers or represents assets and data across blockchain networks.

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Risk Terms

Bridge Risk

The risk of loss from vulnerabilities, validators, custody, or design in a cross-chain bridge.

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Commodities

Bullion

Precious metal in standardised bars, ingots, or coins valued mainly by metal content.

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Commodities

Base Metal

A widely used industrial metal such as copper, aluminium, zinc, or nickel.

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Structured Products

Barrier Option

An option activated or extinguished when the underlying crosses a specified level.

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Index Investing

Broad-Market Index

An index covering a large portion of an investable market.

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Index Investing

Benchmark Provider

An organisation that publishes a benchmark rate or index.

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Costs & Fees

Brokerage Commission

A fee paid to a broker for executing a transaction.

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Regulation & Compliance

Best-Interest Standard

A duty to place the client's interests ahead of the provider's when making a recommendation.

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Nigeria Investing

Brokerage Account

An account opened with a stockbroker for buying, selling, and holding investments.

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C
182 terms
Fund Basics

Custodian

A licensed institution that safeguards a fund's cash and securities separately from the manager's own assets.

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Returns & Performance

Capital Gain

The profit made when an asset or fund unit is sold for more than its cost.

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Fund Structure & Regulation

Collective Investment Scheme

A regulated arrangement that pools investors' money for investment according to a common objective.

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Fund Structure & Regulation

Closed-Ended Fund

A fund with a relatively fixed number of units that investors usually trade with one another.

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Portfolio Metrics

Concentration

The degree to which a portfolio depends on a small number of holdings, sectors, or issuers.

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Tax Terms

Capital Gains Tax

Tax that may apply to gains from disposing of qualifying assets.

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Risk Terms

Credit Risk

The possibility that a borrower or issuer will fail to make promised payments or suffer a downgrade.

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Risk Terms

Currency Risk

The possibility that exchange-rate movements will change an investment's value in the investor's home currency.

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Miscellaneous

Central Securities Depository

An institution that records securities ownership and supports clearing and settlement.

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Investment Fundamentals

Capital

Money or other resources committed to produce income, growth, or another economic benefit.

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Investment Fundamentals

Compounding

The process by which returns earn additional returns over time.

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Investment Fundamentals

Compound Interest

Interest calculated on principal plus previously accumulated interest.

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Investment Fundamentals

Capital Preservation

An approach that prioritises avoiding permanent loss of the amount invested.

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Investment Fundamentals

Capital Appreciation

An increase in the market value of an investment.

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Investment Fundamentals

Catalyst

An event or development that may cause the market to reassess an investment's value.

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Investment Fundamentals

Circle of Competence

The industries, businesses, and investment types an investor understands well enough to evaluate.

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Asset Classes

Cash

Money available immediately for spending, settlement, or investment.

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Asset Classes

Cash Equivalent

A highly liquid, short-term instrument that can usually be converted to cash with little price risk.

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Asset Classes

Commodity

A standardised physical good such as gold, crude oil, wheat, or cocoa.

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Equity Investing

Common Stock

A share that usually carries voting rights and a residual claim on a company's profits and assets.

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Equity Investing

Cyclical Stock

A share whose business results tend to rise and fall with the economic cycle.

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Corporate Actions

Capital Reduction

A formal decrease in a company's share capital under applicable law.

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Corporate Actions

Cum-Dividend

A security trading with entitlement to an upcoming declared dividend.

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Corporate Governance

Corporate Governance

The system of rules, oversight, incentives, and accountability through which a company is directed and controlled.

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Corporate Governance

Controlling Shareholder

A shareholder able to direct or strongly influence a company through voting power or other rights.

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Fund Types

Country Fund

A fund concentrated in securities from one country.

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Fund Types

Capital-Protected Fund

A fund structured to protect some or all invested principal at a specified date, subject to its terms and issuer risk.

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Fund Types

Commodity Fund

A fund that gains exposure to commodities or commodity-related securities.

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Fund Types

Closed-End Investment Company

A pooled investment company with a fixed or relatively stable share count that usually trades on an exchange.

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ETF Mechanics

Creation Unit

A large block of ETF shares exchanged between the fund and authorised participants.

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Fixed Income

Coupon

The periodic interest payment made by a bond issuer to the holder.

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Fixed Income

Coupon Rate

The annual coupon amount expressed as a percentage of a bond's face value.

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Fixed Income

Clean Price

A bond price quoted without accrued interest.

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Fixed Income

Current Yield

Annual coupon income divided by the bond's current market price.

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Fixed Income

Credit Spread

The extra yield a debt security offers over a lower-risk reference security of similar maturity.

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Fixed Income

Credit Rating

An opinion about an issuer's or instrument's relative ability to meet financial obligations.

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Fixed Income

Corporate Bond

A bond issued by a company.

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Fixed Income

Callable Bond

A bond the issuer may redeem before maturity under specified terms.

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Fixed Income

Convertible Bond

A bond that may be converted into a stated number of shares under defined conditions.

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Fixed Income

Covered Bond

A bond backed both by the issuer and by a dedicated pool of assets that remains on the issuer's balance sheet.

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Fixed Income

Collateralised Debt Obligation

A structured security backed by a portfolio of debt and divided into tranches with different risk priorities.

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Fixed Income

Covenant

A contractual promise or restriction designed to protect lenders or govern borrower behaviour.

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Fixed Income

Cross-Default

A clause under which default on one obligation triggers default on another.

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Fixed Income

Credit Enhancement

A feature that improves a debt instrument's ability to absorb losses or make promised payments.

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Fixed Income

Collateral

An asset pledged to secure repayment of an obligation.

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Fixed Income

Capital Structure

The mix and ranking of a company's debt, preferred securities, and equity financing.

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Fixed Income

Convexity

A measure of how a bond's duration changes as yields change, improving estimates for larger rate moves.

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Risk Terms

Call Risk

The risk that an issuer redeems a callable bond when doing so disadvantages the investor.

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Money Markets

Commercial Paper

Short-term unsecured debt issued by a company.

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Money Markets

Certificate of Deposit

A time deposit or tradable bank instrument that pays interest over a stated term.

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Money Markets

Call Money

Very short-term funds lent between financial institutions, often repayable on demand or overnight.

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Money Markets

Competitive Bid

An auction bid specifying the quantity and yield or price requested.

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Fixed Income Strategies

Cash-Flow Matching

Building a portfolio whose coupons and maturities directly fund scheduled liabilities.

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Fixed Income

Credit Analysis

The evaluation of a borrower's ability and willingness to repay debt.

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Portfolio Construction

Calendar Rebalancing

Rebalancing at fixed time intervals.

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Portfolio Construction

Core-Satellite Strategy

A portfolio structure using a diversified low-cost core plus smaller active or specialised holdings.

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Portfolio Analytics

Correlation

A statistic ranging from minus one to plus one that describes how two return series move together.

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Portfolio Analytics

Covariance

A measure of how two variables or asset returns vary together.

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Portfolio Analytics

Calmar Ratio

Annualised return divided by maximum drawdown, commonly measured over a stated period.

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Portfolio Analytics

Conditional Value at Risk

The average loss expected beyond a Value at Risk threshold.

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Portfolio Analytics

Capture Ratio

Up-capture divided by down-capture, used to compare participation in gains with participation in losses.

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Portfolio Theory

Capital Asset Pricing Model

A model linking expected return to the risk-free rate, market risk premium, and an asset's beta.

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Risk Terms

Concentration Risk

The risk of excessive exposure to one asset, issuer, sector, country, or factor.

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Risk Terms

Counterparty Risk

The risk that the other party to a contract fails to perform.

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Risk Terms

Custody Risk

The risk that assets are lost, frozen, misrecorded, or inaccessible through a custodian or safekeeping arrangement.

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Risk Terms

Country Risk

The combined economic, political, legal, currency, and financial risks associated with investing in a country.

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Trading & Market Structure

Continuous Trading

A trading system that matches orders throughout the session as compatible prices arrive.

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Trading & Market Structure

Closing Auction

An end-of-session process that matches orders at a single closing price.

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Trading & Market Structure

Circuit Breaker

A rule that pauses or limits trading after unusually large price moves.

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Market Data

Close Price

The final official or regular-session price for a period.

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Market Data

Candlestick

A chart element showing an asset's open, high, low, and close for a period.

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Trading Strategies

Covering a Short

Buying a security to close an existing short position.

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Trading & Market Structure

Cross Trade

A transaction in which one intermediary matches a buyer and seller internally, subject to applicable rules.

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Financial Statements

Cost of Goods Sold

Direct costs attributable to goods or services sold during a period.

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Investment Analysis

Consensus Estimate

The average or median forecast from a group of analysts.

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Financial Statements

Cash Flow Statement

A statement explaining cash generated and used in operating, investing, and financing activities.

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Financial Statements

Current Assets

Assets expected to be realised, sold, or used within the normal operating cycle or about one year.

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Financial Statements

Cash and Cash Equivalents

Cash plus highly liquid short-term investments with insignificant value-change risk.

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Financial Statements

Capital Expenditure

Money spent to acquire or improve long-term assets.

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Financial Statements

Current Liabilities

Obligations expected to be settled within the normal operating cycle or about one year.

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Financial Ratios

Cash Conversion Cycle

Inventory days plus receivable days minus payable days.

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Financial Ratios

Current Ratio

Current assets divided by current liabilities.

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Financial Ratios

Cash Ratio

Cash and cash equivalents divided by current liabilities.

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Valuation

Carrying Value

The amount at which an asset or liability appears in financial statements.

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Valuation

Cost of Equity

The return required by equity investors for bearing ownership risk.

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Valuation

Cost of Debt

The effective rate a company pays or would pay on borrowed funds.

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Valuation

Comparable-Company Analysis

Valuing a business using trading multiples of similar listed companies.

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Investment Analysis

Competitive Advantage

A capability or position that allows a company to outperform rivals.

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Macroeconomics

Coincident Indicator

A data series that moves broadly at the same time as the economy.

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Macroeconomics

Core Inflation

Inflation measured after excluding selected volatile items, commonly food and energy.

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Macroeconomics

Consumer Price Index

An index measuring changes in prices paid by consumers for a basket of goods and services.

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Macroeconomics

Current Account

A country's balance of trade in goods and services plus net income and transfers with the rest of the world.

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Macroeconomics

Current-Account Deficit

A situation in which a country pays more abroad through trade, income, and transfers than it receives.

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Macroeconomics

Current-Account Surplus

A situation in which a country receives more from abroad through trade, income, and transfers than it pays.

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Macroeconomics

Currency Appreciation

An increase in a currency's value relative to another currency.

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Macroeconomics

Currency Depreciation

A market-driven decrease in a currency's value relative to another.

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Macroeconomics

Capital Control

A rule restricting the movement, conversion, or transfer of money across borders.

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Macroeconomics

Consumer Confidence

A survey-based measure of households' views about the economy and their finances.

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Macroeconomics

Capacity Utilisation

The proportion of available productive capacity currently in use.

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Macroeconomics

Commodity Price Shock

A sudden large change in the price of an important commodity.

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Macroeconomics

Credit Cycle

The recurring expansion and contraction of borrowing, lending standards, and credit losses.

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Derivatives

Call Option

An option giving the holder the right to buy the underlying asset at the strike price.

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Derivatives Strategies

Covered Call

A strategy that owns the underlying asset and sells call options against it.

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Derivatives Strategies

Collar

A strategy combining a protective put with a written call, often to reduce hedging cost.

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Derivatives Strategies

Calendar Spread

A position using options with different expiration dates, usually at the same strike.

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Derivatives

Contract Size

The amount of underlying exposure represented by one derivative contract.

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Derivatives

Cash Settlement

Settlement through a cash payment rather than delivery of the underlying asset.

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Derivatives

Contango

A futures-curve condition in which longer-dated prices exceed the spot price or nearer contracts.

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Derivatives

Convergence

The tendency of a futures price and spot price to move together as expiration approaches.

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Derivatives

Currency Swap

A swap exchanging principal and interest payments in different currencies.

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Derivatives

Cross-Currency Swap

A currency swap that exchanges cash flows and often principal in two different currencies.

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Derivatives

Commodity Swap

A swap exchanging payments based on a commodity price.

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Derivatives

Credit Default Swap

A contract in which one party pays premiums for protection against a defined credit event.

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Derivatives

Credit Event

A contractually defined event such as default, bankruptcy, or restructuring that may trigger credit-protection settlement.

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Derivatives

Cap

An interest-rate derivative that limits the maximum rate paid by a borrower.

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Derivatives Strategies

Convertible Arbitrage

A strategy combining a convertible security with an offsetting short position in the issuer's shares.

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Risk Management

Collateral Management

The process of calculating, delivering, monitoring, and returning assets pledged against obligations.

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Trading & Market Structure

Central Counterparty

An entity that becomes the buyer to every seller and seller to every buyer for cleared trades.

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Trading & Market Structure

Clearing House

An institution that clears trades, calculates obligations, and manages settlement and default risk.

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Real Estate Investing

Commercial Property

Property used for business purposes, such as offices, shops, or warehouses.

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Real Estate Investing

Capitalisation Rate

Net operating income divided by property value.

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Real Estate Investing

Capital Improvement

A substantial upgrade that extends useful life, increases value, or improves functionality.

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Real Estate Investing

Comparable Sale

A recent sale of a similar property used to estimate value.

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Real Estate Investing

Cash-on-Cash Return

Annual pre-tax cash flow divided by the investor's cash equity.

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Real Estate Investing

Construction Risk

The risk of delay, defect, accident, or cost increase during building work.

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Real Estate Investing

Certificate of Occupancy

A government-issued document evidencing a right of occupancy in jurisdictions that use that system.

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Private Markets

Committed Capital

The total amount an investor agrees to provide to a private fund when called.

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Private Markets

Capital Call

A request by a private fund for investors to contribute part of their committed capital.

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Private Markets

Carried Interest

A share of fund profits allocated to the manager after contractual conditions are met.

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Private Markets

Catch-Up

A waterfall stage allowing the manager to receive a larger share of distributions after investors receive the preferred return.

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Private Markets

Clawback

A provision requiring a manager to return excess carried interest if later losses make earlier payments too large.

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Private Markets

Continuation Fund

A new vehicle formed to acquire one or more assets from an existing fund and hold them longer.

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Private Markets

Co-Investment

A direct investment made alongside a private fund in a specific transaction.

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Startup Investing

Convertible Note

A debt instrument intended to convert into equity under specified conditions.

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Startup Investing

Cap Table

A record of a company's shareholders, securities, ownership percentages, and potential dilution.

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Startup Investing

Cliff

A minimum period before any vesting occurs.

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Startup Metrics

Cash Runway

The estimated time before cash runs out at the current burn rate.

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Startup Metrics

Customer Acquisition Cost

Sales and marketing cost required to acquire one customer under the stated method.

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Startup Metrics

Customer Lifetime Value

Estimated gross economic value generated by a customer over the relationship.

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Startup Metrics

Churn Rate

The percentage of customers or recurring revenue lost during a period.

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Startup Metrics

Contribution Margin

Revenue minus variable costs, expressed in amount or percentage.

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Startup Metrics

Cohort Analysis

Analysis of customer groups that started during the same period or share a characteristic.

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Personal Finance

Credit Score

A numerical assessment of a borrower's credit risk based on credit history and other data.

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Tax Terms

Cost Basis

The original investment cost adjusted for specified events such as fees, splits, or reinvested distributions.

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Returns & Performance

Compound Annual Growth Rate

The constant annual rate that would grow a starting value into an ending value over a period.

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Behavioural Finance

Confirmation Bias

The tendency to seek or interpret information that supports an existing belief.

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Sustainable Investing

Carbon Footprint

The greenhouse-gas emissions associated with a company, portfolio, product, or activity under a stated method.

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Sustainable Investing

Carbon Intensity

Emissions relative to revenue, output, energy, or another measure.

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Digital Assets

Cryptocurrency

A digitally represented asset that uses cryptographic and distributed-ledger systems for issuance or transfer.

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Digital Assets

Coin

A native digital asset of a blockchain network.

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Digital Assets

Circulating Supply

The quantity of tokens currently available to the public market under the stated methodology.

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Digital Assets

Cold Wallet

A wallet whose signing keys are kept offline.

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Digital Assets

Custodial Wallet

A wallet arrangement in which a third party controls the private keys for the user.

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Digital Assets

Centralised Exchange

A company-operated platform that matches digital-asset buyers and sellers and may custody funds.

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Commodities

Commodity Index

A rules-based measure tracking a basket of commodity prices or futures contracts.

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Commodities

Crude Oil

Unrefined petroleum traded in physical and derivatives markets.

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Commodities

Convenience Yield

The non-cash benefit of physically holding a commodity rather than only a financial claim.

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Commodities

Commodity Producer

A company that extracts, grows, or produces commodities.

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Alternative Investments

Commodity Trading Adviser

A manager or adviser specialising in futures, options, and related commodity interests under applicable rules.

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Alternative Investments

Concession

A contractual right to build, operate, or collect revenue from an asset or service for a stated period.

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Alternative Investments

Collectible

A scarce physical item bought partly for potential appreciation.

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Structured Products

Capital-at-Risk Note

A structured note whose principal may be reduced if specified market conditions occur.

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Structured Products

Capital Guarantee

A contractual promise to repay specified capital, dependent on the guarantor's ability to pay.

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Index Investing

Custom Index

An index designed for a specific investor, product, or strategy.

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Factor Investing

Carry Factor

Return earned from holding higher-yielding assets relative to lower-yielding funding or alternatives.

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Costs & Fees

Custody Fee

A fee charged for safekeeping and administering investment assets.

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Costs & Fees

Custody Charge

A charge for holding securities or fund units in an account.

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Regulation & Compliance

Conflict of Interest

A situation in which personal or institutional interests may interfere with duties to a client or investor.

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Regulation & Compliance

Conflict Disclosure

Information given to clients about interests or incentives that could influence advice or decisions.

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Regulation & Compliance

Counter-Terrorist Financing

Controls designed to prevent funds from supporting terrorist activity.

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Regulation & Compliance

Customer Due Diligence

The process of identifying customers, understanding their activity, and assessing risk.

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Regulation & Compliance

Client-Asset Segregation

Keeping customer assets separate from a firm's own property.

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Regulation & Compliance

Continuous Disclosure

An obligation to promptly release material information after listing or registration.

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Regulation & Compliance

Compliance Officer

The person responsible for monitoring adherence to laws, rules, and internal policies.

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Regulation & Compliance

Chinese Wall

Information barriers intended to prevent confidential information moving between business units.

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Nigeria Investing

Central Securities Clearing System

Nigeria's central securities depository and clearing infrastructure for eligible capital-market securities.

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Nigeria Investing

Central Bank of Nigeria

Nigeria's central bank and monetary authority.

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Nigeria Investing

Cash Reserve Ratio

The proportion of eligible bank deposits that banks must hold as reserves with the central bank.

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Nigeria Investing

Commercial Paper Programme

A documented framework allowing a company to issue short-term commercial paper in multiple tranches.

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Nigeria Investing

Collective Investment Scheme Register

An official register of authorised or registered pooled investment schemes maintained by the relevant regulator.

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Nigeria Investing

CHN

A unique clearing-house number used to identify an investor within Nigeria's securities depository system.

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Nigeria Investing

CSCS Account

An electronic securities account maintained within Nigeria's central depository system.

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D
104 terms
Investment Methods

Dollar-Cost Averaging

Investing a fixed amount at regular intervals so the amount buys more units at lower prices and fewer at higher prices.

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Returns & Performance

Dividend

A payment made from a company's profits to eligible shareholders.

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Returns & Performance

Distribution

Income or realised gains paid by a fund to its unitholders.

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Plans & Options

Dividend Option

An option under which a fund may distribute declared income or gains to unitholders.

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Plans & Options

Direct Plan

An investment route made directly with a fund manager without an intermediary receiving distribution compensation.

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Portfolio Metrics

Diversification

Spreading investments across assets, issuers, sectors, or markets to reduce dependence on one exposure.

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Portfolio Metrics

Duration

A measure of a fixed-income portfolio's sensitivity to changes in interest rates.

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Risk Terms

Default Risk

The risk that an issuer does not pay interest or principal when due.

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Miscellaneous

Dealing Day

A scheduled day on which a fund accepts and prices valid subscriptions or redemptions.

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Investment Fundamentals

Discount Rate

The rate used to convert future cash flows into present value.

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Investment Fundamentals

Due Diligence

The investigation performed before investing to verify facts, risks, ownership, finances, and legal claims.

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Asset Classes

Debt Security

A financial instrument representing money borrowed by an issuer and owed to investors.

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Equity Investing

Defensive Stock

A share in a business whose demand tends to remain comparatively stable during economic downturns.

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Equity Investing

Dual-Class Shares

Two or more share classes with different voting or economic rights.

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Corporate Actions

Demerger

A restructuring that separates one company or business group into distinct entities.

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Corporate Actions

Delisting

The removal of a security from trading on an exchange.

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Corporate Actions

Dividend Reinvestment Plan

A programme that automatically uses cash dividends to purchase additional shares or units.

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Corporate Actions

Declaration Date

The date on which a company formally announces a dividend or other distribution.

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Plans & Options

Distributing Share Class

A fund class designed to pay qualifying income to investors.

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Fund Operations

Dealing Cut-Off Time

The deadline by which a valid fund instruction must be received for a particular dealing day.

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Fund Operations

Dilution Levy

A separate charge imposed on transactions to offset dealing costs caused by subscriptions or redemptions.

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Fund Operations

Dealing Price

The price applied to a subscription, redemption, or switch in a fund.

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Fund Operations

Dual Pricing

A fund-pricing structure using separate buying and selling prices.

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Fixed Income

Discount Bond

A bond trading below its face value.

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Fixed Income

Dirty Price

A bond's clean price plus accrued interest.

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Fixed Income

Debenture

A long-term debt instrument, often unsecured depending on the jurisdiction.

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Fixed Income

Default

Failure to meet a contractual obligation, such as paying interest or principal when due.

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Risk Terms

Downgrade Risk

The risk that a credit-rating reduction causes a security's price to fall or become ineligible for some portfolios.

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Money Markets

Discount Rate on a Bill

A bill's discount from face value expressed using the market's stated convention.

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Fixed Income

Debt-Service Coverage Ratio

Cash flow available for debt service divided by required interest and principal payments.

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Fixed Income

Debt Capacity

The amount of debt an entity can reasonably support without excessive default risk.

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Portfolio Construction

Dynamic Asset Allocation

An approach that changes asset weights as markets, valuations, or investor circumstances change.

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Portfolio Construction

Drift

The movement of portfolio weights away from their targets because assets earn different returns.

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Portfolio Construction

Diversification Benefit

The reduction in overall portfolio risk achieved by combining assets that do not move identically.

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Portfolio Analytics

Downside Deviation

A measure of returns falling below a chosen minimum or target.

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Portfolio Analytics

Drawdown

A decline from a previous portfolio or asset-value peak.

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Portfolio Analytics

Down-Capture Ratio

A measure of how a fund performed relative to its benchmark during periods when the benchmark fell.

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Market Participants

Dealer

A person or firm that buys and sells securities for its own account.

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Trading & Market Structure

Dealer Market

A market where dealers quote prices and trade from their inventories.

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Order Types

Day Order

An order that expires if it is not executed by the end of the trading day.

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Trading Strategies

Downtrend

A pattern of generally falling prices, often marked by lower highs and lower lows.

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Trading Strategies

Day Trading

Opening and closing positions within the same trading day.

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Trading & Market Structure

Dark Pool

A private trading venue that does not display its full order book publicly before execution.

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Equity Valuation

Diluted Earnings Per Share

Earnings per share assuming potentially dilutive securities convert into ordinary shares.

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Financial Statements

Depreciation

The systematic allocation of a tangible asset's cost over its useful life.

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Financial Statements

Deferred Revenue

Cash received before the related goods or services are delivered.

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Financial Statements

Deferred Tax Liability

Tax expected to be paid in future because accounting and tax treatments differ temporarily.

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Financial Ratios

Days Sales Outstanding

Average number of days required to collect customer receivables.

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Financial Ratios

Days Inventory Outstanding

Average number of days inventory remains before sale.

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Financial Ratios

Days Payable Outstanding

Average number of days a company takes to pay suppliers.

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Financial Ratios

Debt-to-Equity Ratio

Debt divided by shareholders' equity.

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Financial Ratios

Debt-to-Assets Ratio

Debt divided by total assets.

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Equity Valuation

Dividend Yield

Annual dividend per share divided by the current share price.

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Equity Valuation

Dividend Payout Ratio

Dividends paid to ordinary shareholders divided by earnings attributable to them.

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Equity Valuation

Dividend Cover

Earnings per share divided by dividend per share.

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Valuation

Discounted Cash Flow

A valuation method that discounts expected future cash flows to present value.

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Valuation

Dividend Discount Model

A model valuing equity as the present value of expected future dividends.

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Capital Budgeting

Discounted Payback Period

The time required for discounted cash inflows to recover the initial investment.

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Macroeconomics

Depression

An unusually severe and prolonged economic contraction.

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Macroeconomics

Deflation

A sustained decline in the general price level.

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Macroeconomics

Disinflation

A slowdown in the rate of inflation while prices are still rising.

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Macroeconomics

Debt-to-GDP Ratio

Government debt expressed as a percentage of gross domestic product.

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Macroeconomics

Devaluation

An official reduction in the value of a currency under a managed or fixed exchange-rate system.

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Derivatives

Derivative

A contract whose value depends on an underlying asset, rate, index, or event.

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Option Greeks

Delta

The estimated change in an option's price for a small change in the underlying price.

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Derivatives Strategies

Delta Hedging

Adjusting an underlying position to offset an option portfolio's delta.

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Derivatives Strategies

Dynamic Hedging

Repeatedly adjusting a hedge as market conditions or exposures change.

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Real Estate Investing

Debt Yield

Property net operating income divided by loan amount.

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Real Estate Investing

Development Risk

The risk that a property project faces cost overruns, delays, approval problems, or weak demand.

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Real Estate Investing

Deed

A legal document transferring or evidencing an interest in property.

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Private Markets

Dry Powder

Committed but uninvested capital available for future deals.

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Private Markets

Distribution Waterfall

The contractual order in which private-fund cash proceeds are allocated among investors and the manager.

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Private Markets

DPI

Distributions to paid-in capital, measuring cash returned to investors relative to contributions.

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Private Markets

Direct Investment

An investment made into a company or asset rather than through a pooled fund.

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Private Markets

Deal Sourcing

The process of finding potential investment opportunities.

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Private Markets

Deal Pipeline

The set of potential investments under review at different stages.

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Startup Investing

Discount Rate on a Convertible

A percentage discount applied when converting an early investment into shares in a later financing.

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Startup Investing

Dilution

A reduction in an existing holder's ownership percentage after new securities are issued.

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Startup Investing

Drag-Along Right

A right allowing specified majority holders to require minority holders to join a company sale.

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Personal Finance

Debt Avalanche

A debt-repayment method prioritising the highest interest rate while making minimum payments on others.

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Personal Finance

Debt Snowball

A debt-repayment method prioritising the smallest balance first for motivational progress.

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Personal Finance

Debt Consolidation

Combining several debts into one new facility, ideally with better terms or easier management.

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Personal Finance

Debt Burden

The strain imposed by debt payments relative to income or cash flow.

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Personal Finance

Debt-to-Income Ratio

Total periodic debt payments divided by gross or net income, depending on the stated method.

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Retirement Investing

Defined-Benefit Plan

A pension arrangement promising a benefit based on a formula, often using salary and service.

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Retirement Investing

Defined-Contribution Plan

A pension arrangement where contributions are invested and retirement value depends on contributions and returns.

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Retirement Investing

Deferred Annuity

An annuity whose income payments begin at a future date.

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Behavioural Finance

Disposition Effect

The tendency to sell winners too early and hold losers too long.

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Behavioural Finance

Dollar-Cost Averaging Discipline

Using fixed recurring investments to reduce emotional timing decisions.

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Sustainable Investing

Double Materiality

Considering both how sustainability issues affect a company and how the company affects people and the environment.

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Digital Assets

Digital Asset

An electronically represented item of value or right that can be owned or transferred.

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Digital Assets

Decentralised Exchange

A blockchain-based protocol enabling asset swaps without a traditional central operator holding the order flow.

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Digital Assets

Depeg

A material deviation of a pegged asset from its target value.

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Commodities

Demand Shock

An unexpected change in demand that materially affects prices.

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Alternative Investments

Direct Lending

Loans originated directly by an investment fund or non-bank lender to a borrower.

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Alternative Investments

Distressed Debt

Debt of borrowers in financial difficulty, often trading at a deep discount.

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Alternative Investments

Distressed Investing

Investing in troubled companies or claims with the aim of profiting from recovery, restructuring, or asset value.

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Costs & Fees

Distribution Fee

A fee used to compensate parties that market or distribute an investment product.

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Regulation & Compliance

Disclosure

The provision of material information needed for informed decisions.

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Nigeria Investing

Debt Management Office Nigeria

The federal agency responsible for managing Nigeria's public debt and conducting specified government-security offers.

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Nigeria Investing

Dollar Fund

A fund denominated in US dollars and usually investing in dollar assets under its mandate.

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Nigeria Investing

Domiciliary Account

A Nigerian bank account denominated in a foreign currency.

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Nigeria Investing

Dematerialisation

The conversion of physical security certificates into electronic book-entry holdings.

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Nigeria Investing

Direct Cash Settlement

A market process that sends sale proceeds directly to an investor's nominated bank account rather than through a broker's account.

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E
80 terms
Fund Types

Equity Fund

A fund that invests primarily in shares and seeks long-term capital growth.

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Fund Types

Exchange-Traded Fund

A pooled fund whose units trade on an exchange throughout the trading day.

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Costs & Fees

Expense Ratio

A fund's annual operating expenses expressed as a percentage of its average net assets.

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Costs & Fees

Entry Load

A charge deducted when an investor subscribes to a fund.

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Costs & Fees

Exit Load

A charge applied when fund units are redeemed, often within a specified holding period.

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Asset Classes

Equity

Ownership interest in a company or other asset after liabilities are deducted.

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Asset Classes

Equity Security

A financial instrument representing an ownership interest in an entity.

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Equity Investing

Economic Interest

The right to participate financially in profits, distributions, or changes in an asset's value.

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Equity Investing

Equity Research

The analysis of companies, industries, financial statements, valuation, and risks to support share-investment decisions.

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Corporate Actions

Ex-Dividend Date

The first trading date on which a buyer is not entitled to the next declared dividend.

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Corporate Governance

Extraordinary General Meeting

A shareholder meeting called outside the normal annual meeting to consider urgent or special matters.

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Corporate Governance

Executive Director

A board member who also holds a management role in the company.

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Fund Types

Emerging-Markets Fund

A fund investing in countries with developing capital markets and economies.

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Fund Types

ESG Fund

A fund that incorporates environmental, social, and governance factors into investment selection or stewardship.

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Fund Types

Ethical Fund

A fund that applies moral or values-based inclusion and exclusion rules.

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Fund Types

Exchange-Traded Note

An unsecured debt instrument whose return tracks an index or strategy, subject to issuer credit risk.

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Fund Types

Enhanced Index Fund

A fund that stays close to an index while making limited active adjustments intended to improve return or risk.

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ETF Mechanics

ETF Premium

The amount by which an ETF's market price exceeds its net asset value per share.

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ETF Mechanics

ETF Discount

The amount by which an ETF's market price falls below its net asset value per share.

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Fund Operations

Equalisation

An accounting adjustment intended to treat incoming and existing fund investors fairly in relation to accrued income or performance fees.

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Fixed Income

Eurobond

A bond issued in a currency different from the currency of the country or market where it is issued; in African markets the term often refers to foreign-currency sovereign debt sold internationally.

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Fixed Income

Exchangeable Bond

A bond that may be exchanged for shares of a company other than the issuer.

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Fixed Income

Event of Default

A contractually defined event that gives lenders or bondholders specified remedies.

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Fixed Income

Effective Duration

A duration measure that estimates price sensitivity when cash flows may change because of embedded options.

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Risk Terms

Extension Risk

The risk that expected principal repayment is delayed, often when interest rates rise.

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Money Markets

Effective Yield

The actual annualised return relative to the amount invested, allowing for the stated compounding convention.

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Portfolio Construction

Equal Weighting

Assigning the same portfolio weight to each holding.

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Portfolio Analytics

Expected Shortfall

Another name for Conditional Value at Risk, measuring the average loss beyond a selected tail threshold.

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Portfolio Theory

Efficient Frontier

The set of portfolios offering the highest expected return for each level of risk under stated assumptions.

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Portfolio Theory

Equity Risk Premium

The extra return investors require or expect from equities over a lower-risk reference.

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Portfolio Theory

Expected Return

The probability-weighted average of possible future returns or an estimate of future return.

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Risk Terms

Event Risk

The risk that a specific unexpected event causes a material loss.

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Trading & Market Structure

Exchange-Traded Market

A regulated venue where standardised securities or contracts trade under published rules.

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Trading Strategies

Exponential Moving Average

A moving average that assigns greater weight to more recent observations.

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Financial Statements

Earnings Before Interest and Taxes

Profit before interest expense and income tax, commonly abbreviated EBIT.

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Financial Statements

EBITDA

Earnings before interest, tax, depreciation, and amortisation.

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Financial Ratios

EBITDA Margin

EBITDA expressed as a percentage of revenue.

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Equity Valuation

Earnings Per Share

Net income attributable to ordinary shareholders divided by weighted average ordinary shares.

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Financial Statements

Earnings Growth

The percentage change in profit or earnings per share over a period.

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Investment Analysis

Earnings Guidance

Management's public forecast or range for future revenue, profit, or other operating measures.

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Investment Analysis

Earnings Surprise

The difference between reported earnings and the market's consensus estimate.

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Equity Valuation

Earnings Yield

Earnings per share divided by share price, the inverse of the P/E ratio.

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Equity Valuation

Enterprise Value

The value of a company's operations attributable to debt and equity investors, commonly market capitalisation plus net debt and other claims.

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Equity Valuation

Enterprise Value to EBITDA

Enterprise value divided by EBITDA.

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Equity Valuation

Enterprise Value to Sales

Enterprise value divided by revenue.

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Equity Valuation

Enterprise Value to EBIT

Enterprise value divided by operating profit before interest and tax.

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Valuation

Exit Multiple Method

A terminal-value method applying a valuation multiple to a future financial measure.

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Valuation

Economic Value Added

After-tax operating profit minus a charge for capital employed.

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Investment Analysis

Economic Moat

A durable competitive advantage that helps a company defend profits and returns.

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Investment Analysis

Economies of Scale

Cost advantages achieved as production or operations increase.

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Company Disclosures

Earnings Call

A conference call where management discusses results and answers analyst questions.

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Macroeconomics

Economic Expansion

A phase of rising output, employment, income, and business activity.

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Macroeconomics

Exchange Rate

The price of one currency in terms of another.

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Derivatives

Expiration Date

The date on which a derivative contract expires or must be settled.

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Derivatives

Exercise

The use of an option holder's contractual right to buy or sell the underlying asset.

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Derivatives

European Option

An option exercisable only on its expiration date.

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Derivatives

Equity Swap

A swap exchanging payments linked to an equity or equity index for another return stream.

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Real Estate Investing

Equity Multiple

Total cash distributions plus residual value divided by total equity invested.

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Real Estate Investing

Encumbrance

A legal claim, restriction, mortgage, lien, or other burden affecting property.

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Private Markets

Exit

The sale, listing, repayment, or other realisation of an investment.

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Startup Investing

Employee Stock Option Pool

Shares or options reserved for current and future employees.

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Personal Finance

Emergency Fund

Liquid savings reserved for unexpected expenses or income disruption.

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Personal Finance

Emergency Liquidity

Cash or liquid assets available to meet urgent needs without selling long-term investments at a bad time.

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Estate Planning

Estate

The property, investments, rights, and obligations left by a person at death.

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Estate Planning

Estate Planning

Arranging ownership, beneficiaries, documents, and taxes for incapacity or death.

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Estate Planning

Executor

The person responsible for administering an estate according to a will and law.

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Tax Terms

Estate Tax

Tax that may apply to a deceased person's estate, depending on jurisdiction.

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Returns & Performance

Extended Internal Rate of Return

An internal rate of return calculation that uses actual dates for irregular cash flows, often called XIRR.

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Behavioural Finance

Endowment Effect

Valuing an owned asset more highly simply because it is owned.

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Sustainable Investing

ESG Investing

Incorporating environmental, social, and governance factors into investment analysis or ownership.

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Sustainable Investing

Environmental Factor

An issue involving a company's effect on or exposure to the natural environment.

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Sustainable Investing

ESG Integration

Systematically incorporating material ESG information into financial analysis and valuation.

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Sustainable Investing

Engagement

Dialogue with companies intended to improve disclosure, strategy, governance, or sustainability practices.

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Commodities

Energy Commodity

A tradable energy resource such as crude oil, natural gas, or refined fuel.

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Alternative Investments

Event-Driven Strategy

A strategy seeking returns from mergers, spin-offs, restructurings, bankruptcies, or other events.

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Costs & Fees

Exchange Levy

A fee imposed by an exchange on eligible transactions.

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Costs & Fees

Early-Withdrawal Penalty

A charge or lost interest caused by withdrawing before an agreed date.

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Regulation & Compliance

Enhanced Due Diligence

Additional verification and monitoring applied to higher-risk customers or transactions.

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Nigeria Investing

Electronic Dividend

A dividend paid directly into a shareholder's designated bank account.

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Nigeria Investing

E-Dividend Mandate

An authorisation linking a shareholder's holdings to a bank account for electronic dividend payment.

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F
74 terms
Fund Basics

Fund Manager

The licensed firm responsible for investment decisions and day-to-day management of a fund.

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Fund Types

Fixed Income Fund

A fund focused on income-producing debt securities such as government and corporate bonds.

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Investment Methods

Fund Switching

Moving money from one fund to another, usually within the same fund manager's product range.

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Fund Structure & Regulation

Fund Fact Sheet

A concise periodic summary of a fund's objective, holdings, performance, risk, and fees.

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Investment Fundamentals

Future Value

The amount an investment is expected to become after earning returns for a stated period.

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Asset Classes

Fixed Income

Investments that create contractual or expected interest and principal payments.

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Asset Classes

Financial Asset

A contractual claim on cash flows or ownership rather than a physical object.

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Equity Investing

Free Float

The proportion of a company's shares readily available for public trading.

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Equity Investing

Float-Adjusted Market Capitalisation

Market capitalisation calculated using only shares available to public investors.

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Equity Capital Markets

Follow-On Offering

An additional public share sale by a company that is already listed.

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Corporate Actions

Final Dividend

A dividend proposed for a financial year after annual results, often subject to shareholder approval.

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Fund Types

Fund of Funds

A fund that invests mainly in other funds rather than directly in individual securities.

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Fund Types

Feeder Fund

A fund that invests substantially all of its assets in a larger master fund.

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Fund Types

Frontier-Markets Fund

A fund investing in smaller or less-developed capital markets than typical emerging markets.

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Fund Structure & Regulation

Fund Domicile

The jurisdiction in which a fund is legally established and regulated.

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Fund Structure & Regulation

Fund Administrator

A service provider that performs fund accounting, valuation, reporting, and operational support.

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Fund Operations

Forward Pricing

A fund-pricing method under which orders receive a price calculated after the instruction is accepted.

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Fixed Income

Face Value

The principal amount stated on a bond and usually repaid at maturity.

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Fixed Income

Fixed-Rate Bond

A bond whose coupon rate remains unchanged for its stated life.

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Fixed Income

Floating-Rate Note

A debt security whose coupon resets periodically using a reference rate plus or minus a spread.

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Fixed Income

Flat Yield Curve

A yield curve with little difference between short- and long-term yields.

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Fixed Income

Forward Rate

An interest rate implied today for borrowing or investing during a future period.

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Fixed Income

Foreign-Currency Bond

A bond denominated in a currency different from the investor's or issuer's domestic currency.

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Portfolio Construction

Fundamental Weighting

Weighting companies using measures such as sales, cash flow, dividends, or book value.

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Risk Terms

Factor Risk

Exposure to a broad return driver such as value, momentum, size, rates, or credit.

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Risk Terms

Fraud Risk

The risk of intentional deception that causes investors financial loss.

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Market Participants

Family Office

An organisation that manages investments and other financial affairs for one or more wealthy families.

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Order Types

Fill-or-Kill Order

An order that must be executed immediately in full or cancelled entirely.

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Trading & Market Structure

Fill

The completed portion of an order.

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Investment Analysis

Fundamental Analysis

The evaluation of economic, industry, company, and financial information to estimate an investment's value.

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Market Abuse

Front Running

Trading ahead of a known client or market-moving order to benefit from its expected price effect.

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Cash Flow Analysis

Financing Cash Flow

Cash flows arising from debt, equity, dividends, and other financing transactions.

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Cash Flow Analysis

Free Cash Flow

Cash remaining after operating cash flow and necessary capital expenditure, under the stated definition.

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Cash Flow Analysis

Free Cash Flow to Firm

Cash flow available to all capital providers before debt payments.

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Cash Flow Analysis

Free Cash Flow to Equity

Cash flow available to ordinary shareholders after operating needs, investment, and net debt flows.

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Equity Valuation

Forward Price-to-Earnings Ratio

Share price divided by forecast earnings per share.

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Equity Valuation

Free-Cash-Flow Yield

Free cash flow divided by market capitalisation.

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Valuation

Fair Value

An estimate of an asset's appropriate value under specified assumptions or accounting standards.

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Investment Analysis

Financial Leverage

The use of debt or other fixed claims to amplify returns and losses to equity holders.

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Macroeconomics

Fiscal Policy

Government decisions on spending, taxation, and borrowing.

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Macroeconomics

Foreign Exchange Reserve

Foreign-currency assets held by a central bank or monetary authority.

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Risk Terms

Foreign Exchange Risk

The risk that currency movements change an investment's value or cash flows.

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Market Sentiment

Flight to Quality

A shift from riskier assets toward stronger credit, liquidity, or perceived safety.

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Market Sentiment

Flight to Liquidity

A shift toward assets that can be sold quickly and reliably.

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Macroeconomics

Financial Conditions

The combined influence of rates, credit spreads, asset prices, currency values, and lending availability.

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Derivatives

Futures Contract

A standardised exchange-traded agreement to buy or sell an underlying asset at a future date.

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Derivatives

Forward Contract

A customised over-the-counter agreement to exchange an asset or currency at a future date and agreed price.

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Derivatives

Futures Curve

The set of futures prices for different contract maturities.

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Derivatives

Forward Rate Agreement

An agreement settling the difference between a contracted interest rate and a market reference rate for a future period.

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Derivatives

Floor

An interest-rate derivative that limits the minimum rate received by an investor or lender.

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REIT Metrics

Funds from Operations

A REIT performance measure that adjusts net income for real-estate depreciation and certain property-sale gains.

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Private Markets

Fund Life

The planned duration of a private fund from formation through final liquidation.

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Startup Investing

Full-Ratchet Anti-Dilution

An anti-dilution method resetting the conversion price to the new lower issue price.

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Startup Investing

Founder Lock-In

A restriction limiting a founder's ability to sell shares for a period.

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Personal Finance

Financial Goal

A specific money-related outcome with a target amount and time frame.

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Personal Finance

Financial Independence

A condition in which assets or recurring income can support living expenses without compulsory employment income.

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Behavioural Finance

Familiarity Bias

Preferring investments that feel familiar, regardless of diversification or value.

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Behavioural Finance

Framing Effect

Changing a decision because the same information is presented differently.

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Behavioural Finance

FOMO

Fear of missing out, which can drive impulsive buying after rapid gains.

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Digital Assets

Fully Diluted Valuation

Token price multiplied by the maximum or fully diluted supply.

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Alternative Investments

Fundamental Long-Short Equity

A strategy buying favoured shares and shorting shares judged unattractive based on company research.

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Alternative Investments

Farmland Investment

Ownership or financing of agricultural land for rental income, production, and appreciation.

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Index Investing

Full Replication

Holding all index constituents in approximately their benchmark weights.

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Factor Investing

Factor Investing

An approach targeting broad, persistent return drivers such as value, size, momentum, quality, or low volatility.

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Factor Investing

Factor Exposure

The degree to which a portfolio's returns respond to a factor.

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Factor Investing

Factor Tilt

A deliberate overweight toward a factor relative to a broad benchmark.

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Factor Investing

Factor Crowding

A condition in which many investors hold similar factor positions, increasing reversal or liquidity risk.

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Factor Investing

Factor Timing

Changing factor exposure based on forecasts of which factors will outperform.

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Costs & Fees

Fee Drag

The reduction in investment growth caused by fees and expenses over time.

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Regulation & Compliance

Fiduciary Duty

A legal or ethical duty to act loyally and carefully in another person's best interest.

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Nigeria Investing

FGN Bond

A naira-denominated bond issued by the Federal Government of Nigeria.

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Nigeria Investing

FGN Savings Bond

A retail-focused Federal Government of Nigeria bond offered in smaller minimum amounts through approved channels.

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Nigeria Investing

FGN Sukuk

A Sharia-compliant investment certificate issued by the Federal Government of Nigeria and linked to eligible assets or projects.

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Nigeria Investing

Fund Price List

A published list of current fund bid, offer, or unit prices.

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G
42 terms
Plans & Options

Growth Option

An option focused on long-term capital appreciation rather than regular cash distributions.

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Investment Fundamentals

Growth Investing

An approach focused on companies or assets expected to expand faster than the broader market.

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Equity Investing

Growth Stock

A share in a company expected to grow revenue or earnings faster than average.

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Fund Types

Global Fund

A fund permitted to invest across many countries, including its home market.

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Fund Types

Guaranteed Fund

A fund whose stated payment or capital protection is backed by a guarantor, subject to contractual conditions.

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Fixed Income

Government Bond

A debt security issued by a government or government treasury.

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Fixed Income

Green Bond

A bond whose proceeds are designated for eligible environmental projects.

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Fixed Income

Guarantee

A contractual promise by another party to meet an obligation if the primary debtor does not.

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Portfolio Theory

Global Minimum-Variance Portfolio

The single portfolio with the lowest variance on the entire feasible set.

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Risk Terms

Geopolitical Risk

The risk that conflict, sanctions, or international tensions affect investments.

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Fraud & Scams

Guaranteed Return Scam

A fraudulent offer claiming unusually high returns with little or no risk.

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Order Types

Good-Till-Cancelled Order

An order that remains active until executed or cancelled, subject to broker or exchange limits.

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Financial Statements

Gross Profit

Revenue minus the direct cost of goods or services sold.

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Financial Ratios

Gross Margin

Gross profit expressed as a percentage of revenue.

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Financial Statements

Goodwill

An acquisition asset representing the excess purchase price over the fair value of identifiable net assets.

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Valuation

Going-Concern Value

The value of a business assuming it continues operating rather than being liquidated.

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Valuation

Gordon Growth Model

A constant-growth dividend model dividing next-period dividend by required return minus growth.

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Financial Statements

Going-Concern Warning

A disclosure indicating substantial doubt about an entity's ability to continue operating.

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Macroeconomics

Gross Domestic Product

The total market value of final goods and services produced within a country during a period.

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Macroeconomics

GDP Growth Rate

The percentage change in gross domestic product over a period.

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Macroeconomics

GDP Per Capita

Gross domestic product divided by the population.

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Option Greeks

Gamma

The rate at which an option's delta changes as the underlying price changes.

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Risk Management

Gross Exposure

The sum of the absolute values of long and short positions relative to capital.

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Real Estate Investing

Gross Rental Yield

Annual rent before expenses divided by the property's purchase price or value.

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Real Estate Investing

Ground Rent

Periodic payment for the right to occupy or use land under a leasehold or statutory arrangement.

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Private Markets

Growth Equity

Minority or non-control equity invested in established, rapidly growing private companies.

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Private Markets

General Partner

The party responsible for managing a private investment fund and making investment decisions.

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Startup Metrics

Gross Revenue Retention

Recurring revenue retained from existing customers before counting upgrades or expansion.

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Startup Metrics

Gross Merchandise Value

The total value of goods or services transacted through a marketplace before deductions.

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Personal Finance

Goal-Based Investing

Building separate investment strategies around specific life goals.

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Personal Finance

Good Debt

Borrowing used for an asset or activity expected to create value, though repayment risk remains.

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Retirement Investing

Glide Path

A planned change in asset allocation as a target date approaches or passes.

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Tax Terms

Gift Tax

Tax that may apply when assets are transferred without full consideration, depending on jurisdiction.

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Returns & Performance

Geometric Mean Return

The compounded average return per period.

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Returns & Performance

Gross Return

Return before deducting fees, costs, or taxes under the stated convention.

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Behavioural Finance

Gambler's Fallacy

Believing that independent random outcomes must soon reverse after a streak.

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Sustainable Investing

Governance Factor

An issue involving board structure, ownership, controls, pay, ethics, and shareholder rights.

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Sustainable Investing

Greenwashing

Misleading claims that make an investment or business appear more environmentally responsible than it is.

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Digital Assets

Governance Token

A token that grants voting or proposal rights in a protocol or organisation.

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Digital Assets

Gas Fee

A fee paid to process a transaction or computation on a blockchain.

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Commodities

Gold

A precious metal used as jewellery, an industrial input, a reserve asset, and an investment.

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Alternative Investments

Global Macro Strategy

A strategy taking positions based on broad economic, political, currency, rate, and commodity views.

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H
24 terms
Asset Classes

Hybrid Security

An instrument that combines features of debt and equity.

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Equity Investing

Hold Rating

A research opinion that a security is expected to perform roughly in line with the market or lacks sufficient upside.

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Corporate Actions

Hostile Takeover

A takeover pursued without the support of the target company's board.

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Fund Types

Hedge Fund

A privately offered pooled fund that may use leverage, short selling, derivatives, and flexible strategies.

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Fund Operations

Historic Pricing

A fund-pricing method using a price calculated before the investor's order is received.

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Fixed Income

High-Yield Bond

A bond rated below investment grade and offering higher yield to compensate for greater credit risk.

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Portfolio Analytics

Historical Volatility

Volatility calculated from past price or return data.

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Risk Terms

Headline Risk

The risk that adverse news or publicity harms an asset's market value or reputation.

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Market Participants

High-Net-Worth Individual

A person with substantial investable assets, based on a provider's or regulator's threshold.

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Market Data

High Price

The highest traded price during a stated period.

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Trading Strategies

High-Frequency Trading

Automated trading characterised by very fast data processing, order submission, and short holding periods.

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Capital Budgeting

Hurdle Rate

The minimum acceptable return for an investment or project.

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Macroeconomics

Headline Inflation

The overall inflation rate including all items in the relevant price index.

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Macroeconomics

Hard Landing

A sharp economic slowdown or recession following efforts to restrain inflation or excess demand.

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Risk Management

Hedge

A position intended to offset or reduce another exposure.

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Risk Management

Hedge Ratio

The size of a hedge relative to the exposure being hedged.

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Returns & Performance

Holding Period

The length of time an investment is owned.

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Returns & Performance

Holding-Period Return

Total gain or loss during the time an investment is held, including income.

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Behavioural Finance

Herding

Following the actions of a group rather than making an independent assessment.

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Behavioural Finance

Home Bias

An excessive preference for domestic investments over foreign assets.

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Behavioural Finance

Hindsight Bias

Seeing an event as predictable after it has occurred.

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Digital Assets

Halving

A scheduled reduction in the rate at which new tokens are issued, commonly associated with proof-of-work networks.

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Digital Assets

Hot Wallet

A wallet connected to an internet-enabled device.

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Costs & Fees

High-Water Mark

The highest previous fund value that must be exceeded before a performance fee is charged again.

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I
91 terms
Fund Types

Index Fund

A fund designed to track the holdings and performance of a stated market index.

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Plans & Options

Income Option

A fund option designed to pay eligible income to the investor rather than retain all of it.

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Investor Terms

Investment Mandate

The documented instructions and limits governing how money may be invested.

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Risk Terms

Interest-Rate Risk

The possibility that changing market interest rates will reduce an investment's value or income appeal.

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Risk Terms

Inflation Risk

The risk that investment returns fail to preserve purchasing power as prices rise.

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Investment Fundamentals

Investment

An asset or commitment of money made with the expectation of future income, growth, or both.

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Investment Fundamentals

Investor

A person or organisation that commits capital with the expectation of a financial return.

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Investment Fundamentals

Investment Objective

The specific result an investor or fund seeks, such as income, capital growth, or preservation.

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Investment Fundamentals

Income Investing

An approach focused on investments that make regular interest, dividend, or rental payments.

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Investment Fundamentals

Investment Thesis

A reasoned explanation of why an investment should produce an attractive return and what could invalidate that view.

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Asset Classes

Intangible Asset

A non-physical asset that can create economic value.

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Asset Classes

Illiquid Asset

An asset that may require substantial time, cost, or price discount to sell.

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Equity Investing

Income Stock

A share primarily held for dependable dividend income.

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Equity Investing

Issued Shares

Shares that a company has formally created and allocated to shareholders.

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Equity Investing

Industry

A more specific group of companies with closely related products or services.

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Equity Capital Markets

Initial Public Offering

The first public sale of a private company's shares, after which the shares may trade on an exchange.

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Corporate Actions

Interim Dividend

A dividend declared and paid before a company's final annual results are approved.

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Corporate Governance

Independent Director

A director without material relationships that could compromise objective judgement.

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Plans & Options

Institutional Share Class

A fund class intended for large professional investors and often carrying lower fees or higher minimums.

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Fund Types

International Fund

A fund that invests outside the investor's or fund's home market.

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Fund Types

Income Fund

A fund designed primarily to generate regular income from interest, dividends, or rent.

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Fund Types

Infrastructure Fund

A fund investing in assets such as roads, power, ports, telecommunications, or utilities.

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Fund Types

Interval Fund

A fund that offers to repurchase a limited percentage of its shares at scheduled intervals rather than daily.

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Fund Types

Index-Tracking Fund

A fund designed to reproduce the return of a specified index before fees and implementation differences.

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ETF Mechanics

In-Kind Creation

The creation of ETF shares by delivering a basket of securities rather than cash.

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ETF Mechanics

In-Kind Redemption

The redemption of ETF shares in exchange for a basket of securities rather than cash.

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Fund Structure & Regulation

Investment Adviser

A person or firm that provides investment advice or manages assets under an advisory mandate.

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Fixed Income

Issuer

The government, company, or organisation that creates and sells a security.

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Fixed Income

Inverted Yield Curve

A yield curve in which shorter maturities yield more than longer maturities.

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Fixed Income

Investment Grade

A credit-rating category generally associated with lower default risk than speculative-grade debt.

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Fixed Income

Inflation-Linked Bond

A bond whose principal or coupon is adjusted using an inflation measure.

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Fixed Income

Index-Linked Bond

A bond whose payments are linked to an index such as inflation, a commodity price, or an interest rate.

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Fixed Income

Interest-Rate Sensitivity

The degree to which an investment's price responds to changes in market interest rates.

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Money Markets

Interbank Placement

A short-term deposit made by one financial institution with another.

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Fixed Income

Interest Coverage Ratio

A measure of how many times operating earnings cover interest expense.

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Portfolio Analytics

Implied Volatility

The future volatility level implied by an option's market price.

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Portfolio Analytics

Information Ratio

Active return relative to the volatility of active return.

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Risk Terms

Idiosyncratic Risk

Risk unique to a particular company, issuer, or investment.

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Market Participants

Institutional Investor

An organisation that invests large pools of money on behalf of beneficiaries or clients.

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Market Participants

Investment Bank

A financial institution that advises on capital raising, mergers, acquisitions, and securities issuance.

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Order Types

Immediate-or-Cancel Order

An order requiring immediate execution of all available quantity, with any remainder cancelled.

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Order Types

Iceberg Order

A large order that displays only a small visible portion at a time.

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Trading & Market Structure

Implementation Shortfall

The difference between a portfolio decision's theoretical value and the actual result after delays, fees, and market impact.

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Market Abuse

Insider Trading

Trading securities while possessing material non-public information, where prohibited by law.

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Financial Statements

Income Statement

A statement showing revenue, expenses, and profit over a period.

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Financial Statements

Inventory

Goods held for sale, production, or consumption in the production process.

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Financial Statements

Intangible Assets

Non-physical resources such as patents, licences, brands, and software.

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Financial Statements

Impairment

A reduction in an asset's carrying value when expected recoverable value falls below it.

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Cash Flow Analysis

Investing Cash Flow

Cash used for or received from buying and selling long-term assets and investments.

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Financial Ratios

Inventory Turnover

Cost of goods sold divided by average inventory.

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Valuation

Intrinsic Value

An estimate of an asset's underlying economic worth based on expected cash flows, assets, or earning power.

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Capital Budgeting

Internal Rate of Return

The discount rate that makes a project's net present value equal to zero.

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Investment Analysis

Inorganic Growth

Growth achieved through acquisitions, mergers, or external combinations.

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Company Disclosures

Interim Report

A financial report covering part of a financial year.

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Company Disclosures

Investor Presentation

A presentation used by management to explain strategy, performance, and outlook to investors.

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Macroeconomics

Inflation

A sustained increase in the general price level, reducing the purchasing power of money.

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Macroeconomics

Inflation Expectation

The rate of inflation households, businesses, or markets expect in the future.

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Macroeconomics

Interest Rate

The price of borrowing money or the return paid for lending it.

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Macroeconomics

Industrial Production

The output of factories, mines, and utilities.

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Derivatives

In the Money

An option with positive intrinsic value.

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Derivatives Strategies

Iron Condor

A four-option strategy designed to profit when the underlying remains within a range.

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Derivatives

Initial Margin

Collateral required to open a leveraged derivatives or margin position.

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Derivatives

Interest-Rate Swap

A swap exchanging fixed-rate and floating-rate interest payments on a notional amount.

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Real Estate Investing

Industrial Property

Property used for manufacturing, logistics, storage, or distribution.

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Real Estate Investing

Interest-Only Loan

A loan requiring only interest payments for a period, with principal due later.

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Private Markets

Investment Period

The period during which a private fund may make new investments.

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Private Markets

Investment Committee

The group responsible for approving or rejecting proposed investments.

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Startup Investing

Information Right

A contractual right to receive financial, operational, or governance information.

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Personal Finance

Investment Policy Statement

A written document stating investment objectives, risk limits, allocation, liquidity needs, and review rules.

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Retirement Investing

Immediate Annuity

An annuity that begins income payments shortly after purchase.

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Retirement Investing

Inflation-Linked Annuity

An annuity whose payments rise according to an inflation rule.

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Estate Planning

Intestacy

The condition of dying without a valid will.

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Estate Planning

Inheritance

Assets or rights received from a deceased person's estate.

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Sustainable Investing

Impact Investing

Investing with the intention of generating measurable positive social or environmental outcomes alongside financial return.

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Digital Assets

Impermanent Loss

The difference between the value of assets held in a liquidity pool and the value of simply holding them, before fees.

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Commodities

Inventory Level

The quantity of a commodity held in storage.

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Alternative Investments

Infrastructure Investment

Investment in long-lived systems and facilities that provide essential services.

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Risk Terms

Issuer Risk

The risk that the entity issuing a security cannot meet its obligations.

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Index Investing

Index

A statistical measure tracking the performance of a defined group of securities or assets.

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Index Investing

Index Constituent

A security included in an index.

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Index Investing

Index Weight

A constituent's percentage contribution to an index.

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Index Investing

Index Rebalancing

Adjusting constituent weights to restore the index methodology.

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Index Investing

Index Reconstitution

Adding and removing constituents during a scheduled index review.

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Index Investing

Index Provider

An organisation that designs, calculates, and maintains indices.

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Index Investing

Index Methodology

The rules governing index eligibility, selection, weighting, calculation, and review.

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Index Investing

Index Tracking

The process of building a portfolio intended to follow an index's return.

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Index Investing

Index Turnover

The proportion of index holdings changed during rebalancing or reconstitution.

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Factor Investing

Investment Factor

A factor associated with differences in corporate asset growth or investment intensity.

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Costs & Fees

Incentive Fee

A fee based on investment performance, often subject to additional conditions.

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Regulation & Compliance

Investor Protection Fund

A fund designed to compensate eligible investors for specified losses caused by an intermediary's failure or misconduct.

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Nigeria Investing

Infrastructure Bond

A bond whose proceeds finance infrastructure projects.

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J
4 terms
K
4 terms
L
48 terms
Investment Methods

Lump-Sum Investment

A single, relatively large investment made at one time instead of through repeated contributions.

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Investor Terms

Liquidity

The ease and speed with which an investment can be converted into cash without a major price concession.

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Risk Terms

Liquidity Risk

The risk that an asset cannot be sold quickly at a reasonable price or a redemption cannot be met promptly.

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Investment Fundamentals

Long-Term Investing

Holding investments for several years to benefit from business growth, income, and compounding.

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Asset Classes

Listed Security

A security admitted to trading on a recognised exchange.

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Asset Classes

Liquid Asset

An asset that can be sold or converted to cash quickly with limited loss of value.

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Equity Investing

Large-Cap Stock

A share in a company with a relatively large market capitalisation within its market.

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Corporate Actions

Liquidation

The process of selling an entity's assets, paying creditors, and distributing any remainder to owners.

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Fixed Income

Local-Currency Bond

A bond denominated in the issuer's domestic currency.

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Fixed Income

Loss Given Default

The percentage of exposure lost after accounting for recoveries when a borrower defaults.

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Fixed Income Strategies

Liability Matching

Selecting investments whose cash flows align with expected future payments.

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Fixed Income

Leverage Ratio

A measure comparing debt with earnings, assets, or equity.

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Portfolio Analytics

Look-Ahead Bias

The error of using information in a historical test before it would actually have been available.

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Risk Terms

Legal Risk

The risk of loss arising from unenforceable contracts, litigation, or legal uncertainty.

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Equity Capital Markets

Lead Arranger

The institution that structures and coordinates a financing transaction.

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Trading & Market Structure

Liquidity Provider

A participant that supplies executable buy and sell interest to a market.

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Trading & Market Structure

Lot Size

The standard quantity in which a security or contract trades.

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Order Types

Limit Order

An instruction to trade only at a specified price or better.

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Market Data

Low Price

The lowest traded price during a stated period.

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Trading Strategies

Long Position

Ownership or exposure that benefits when an asset's price rises.

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Trading Strategies

Long-Short Strategy

A strategy holding long positions in favoured assets and short positions in less-favoured assets.

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Market Abuse

Layering

A form of manipulation involving multiple deceptive orders at different price levels.

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Financial Statements

Long-Term Debt

Borrowings due more than one year from the reporting date.

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Financial Statements

Lease Liability

The present value of future lease payments recognised as an obligation.

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Valuation

Liquidation Value

The estimated net amount available if assets are sold and liabilities paid.

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Macroeconomics

Leading Indicator

A data series that tends to change before the broader economy changes.

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Macroeconomics

Lagging Indicator

A data series that tends to change after the broader economy has already changed.

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Macroeconomics

Loose Monetary Policy

A policy stance that supports credit and demand, often through lower rates or increased liquidity.

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Macroeconomics

Liquidity Conditions

The availability and cost of cash and credit in the financial system.

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Macroeconomics

Labour Force Participation Rate

The share of the working-age population employed or actively seeking work.

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Derivatives Strategies

Long Straddle

Buying a call and a put with the same strike and expiration to benefit from a large move in either direction.

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Derivatives Strategies

Long Strangle

Buying an out-of-the-money call and put with the same expiration to benefit from a large move.

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Risk Management

Leverage

The use of borrowed money or derivatives to increase exposure relative to invested capital.

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Real Estate Investing

Lease

A contract granting the right to use property for a stated period and payment.

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Real Estate Investing

Landlord

The owner or lessor of property rented to a tenant.

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Real Estate Investing

Loan-to-Value Ratio

A loan balance divided by the value of the property securing it.

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Real Estate Investing

Lien

A legal claim against property securing a debt or obligation.

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Real Estate Investing

Land Banking

Buying undeveloped land to hold for future appreciation or development.

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Private Markets

Leveraged Buyout

A company acquisition financed substantially with debt secured by or serviced from the acquired business.

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Private Markets

Limited Partner

An investor that commits capital to a private fund while generally not managing it.

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Startup Investing

Liquidation Preference

A right determining how proceeds are distributed to preferred shareholders before ordinary shareholders in a sale or liquidation.

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Retirement Investing

Life Annuity

An annuity that pays income for as long as the covered person lives.

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Retirement Investing

Lump-Sum Withdrawal

Taking all or a large portion of retirement assets in one payment.

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Retirement Investing

Longevity Risk

The risk of outliving financial resources.

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Behavioural Finance

Loss Aversion

The tendency to feel losses more strongly than equivalent gains.

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Digital Assets

Liquidity Pool

Tokens deposited in a smart contract to support trading, lending, or other protocol activity.

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Factor Investing

Low-Volatility Factor

A strategy favouring securities with comparatively low historical or expected volatility.

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Regulation & Compliance

Licensed Operator

A market participant authorised by the relevant regulator to perform specified activities.

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M
81 terms
Fund Basics

Mutual Fund

A pooled investment vehicle that combines money from many investors into one professionally managed portfolio.

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Fund Types

Money Market Fund

A mutual fund that invests mainly in short-term, relatively liquid instruments such as treasury bills and deposits.

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Costs & Fees

Management Fee

The recurring fee paid from fund assets to the fund manager for managing the portfolio.

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Portfolio Metrics

Maturity

The date when a debt investment's principal is scheduled to be repaid.

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Risk Terms

Market Risk

The possibility of loss because broad market prices or rates move against an investment.

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Investment Fundamentals

Margin of Safety

The gap between an investment's market price and a conservative estimate of its value.

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Asset Classes

Money Market Instrument

A short-term debt instrument commonly used for liquidity management and income.

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Equity Investing

Market Capitalisation

The market value of a company's outstanding shares, calculated as share price multiplied by shares outstanding.

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Equity Investing

Mid-Cap Stock

A share in a company with a medium-sized market capitalisation relative to its market.

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Equity Investing

Micro-Cap Stock

A share in a company with a very small market capitalisation.

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Corporate Actions

Merger

A combination of two companies into one business or corporate group.

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Corporate Governance

Minority Shareholder

A shareholder that does not control the company.

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Fund Types

Master Fund

A central fund that receives assets from one or more feeder funds and invests them as a single portfolio.

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Fund Types

Multi-Asset Fund

A fund that invests across several asset classes within one portfolio.

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Returns & Performance

Money Market Fund Yield

The income rate reported by a money market fund under its stated calculation method.

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Fund Operations

Minimum Initial Investment

The smallest amount required to open an investment in a product.

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Fund Operations

Minimum Additional Investment

The smallest amount an existing investor may add after opening an account.

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Fund Operations

Minimum Holding

The smallest balance an investor must retain in a fund account.

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Fixed Income

Municipal Bond

A bond issued by a state, city, local authority, or related public entity.

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Fixed Income

Mortgage-Backed Security

A security whose cash flows come from a pool of mortgage loans.

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Fixed Income

Maturity Date

The date on which a debt instrument's remaining principal becomes due.

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Fixed Income

Macaulay Duration

The weighted average time until a bond's cash flows are received.

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Fixed Income

Modified Duration

An estimate of the percentage price change for a one-percentage-point change in yield.

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Money Markets

Money Market Yield

A standardised annualised yield used to compare short-term instruments.

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Fixed Income Strategies

Maturity Ladder

A portfolio of debt instruments with maturities spread across regular intervals.

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Portfolio Construction

Market-Capitalisation Weighting

Weighting securities according to their market values.

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Portfolio Analytics

Maximum Drawdown

The largest peak-to-trough decline over a measurement period.

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Portfolio Theory

Minimum-Variance Portfolio

The portfolio with the lowest expected variance among the available combinations.

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Portfolio Theory

Mean-Variance Optimisation

A method that selects portfolio weights using expected returns, variances, and correlations.

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Portfolio Theory

Modern Portfolio Theory

A framework for combining assets based on expected return, risk, and correlation.

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Portfolio Theory

Market Risk Premium

The expected return of the broad market above the risk-free rate.

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Risk Terms

Model Risk

The risk of loss from incorrect models, assumptions, data, or implementation.

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Market Participants

Market Maker

A dealer that continuously quotes prices at which it is willing to buy and sell.

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Trading & Market Structure

Market Depth

The quantity of buy and sell orders available at different prices.

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Order Types

Market Order

An instruction to buy or sell immediately at the best available prices.

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Trading & Market Structure

Market Impact

The price movement caused by placing or executing an order.

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Trading Strategies

Momentum

The tendency of assets with strong recent performance to continue outperforming for a period.

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Trading Strategies

Moving Average

The average price over a rolling number of periods.

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Trading Strategies

Moving Average Convergence Divergence

A momentum indicator derived from the relationship between two exponential moving averages.

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Trading Strategies

Market-Neutral Strategy

A strategy designed to minimise broad market exposure while profiting from relative differences.

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Trading Strategies

Merger Arbitrage

A strategy that trades securities involved in an announced merger or acquisition.

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Market Abuse

Market Manipulation

Conduct intended to create an artificial price, volume, or market impression.

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Market Abuse

Material Non-Public Information

Important information not available to the public that could affect an investment decision or security price.

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Financial Statements

Minority Interest

The portion of a consolidated subsidiary's equity not owned by the parent company.

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Valuation

Market Value

The price at which an asset could trade in the market at a given time.

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Capital Budgeting

Modified Internal Rate of Return

A return measure that uses specified financing and reinvestment rates rather than assuming reinvestment at the IRR.

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Investment Analysis

Margin Expansion

An increase in a company's profit margin.

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Investment Analysis

Margin Compression

A decrease in a company's profit margin.

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Company Disclosures

Management Discussion and Analysis

Management's explanation of financial results, trends, risks, liquidity, and outlook.

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Company Disclosures

Material Event

An event important enough to influence investor decisions or security prices.

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Macroeconomics

Monetary Policy

Central-bank actions intended to influence inflation, credit, money, and economic activity.

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Macroeconomics

Money Supply

The stock of money in an economy under a stated measure.

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Derivatives

Maintenance Margin

The minimum collateral balance required to keep a leveraged position open.

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Derivatives

Margin Call

A demand for additional collateral after an account falls below required levels.

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Derivatives

Mark to Market

Revaluing a position using current market prices.

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Real Estate Investing

Mixed-Use Property

A development combining more than one use, such as residential, office, and retail.

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Real Estate Investing

Maintenance Reserve

Money set aside for future repairs and replacement of property components.

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Real Estate Investing

Mortgage

A loan secured by real property.

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Private Markets

Management Buyout

An acquisition in which the existing management team buys the business.

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Private Markets

Management Buy-In

An acquisition in which an outside management team buys and takes control of a business.

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Private Markets

Management Fee in Private Funds

A recurring fee paid to the fund manager, often based on commitments or invested capital.

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Private Markets

MOIC

Multiple on invested capital, measuring total value or proceeds relative to invested capital.

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Startup Metrics

Monthly Recurring Revenue

Recurring subscription revenue normalised to one month.

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Returns & Performance

Money-Weighted Return

A return measure reflecting the timing and size of investor cash flows, equivalent to an internal rate of return.

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Behavioural Finance

Mental Accounting

Treating money differently based on arbitrary labels or sources.

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Behavioural Finance

Market Timing

Attempting to move in and out of markets based on predicted short-term changes.

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Digital Assets

Market Capitalisation of a Token

Token price multiplied by circulating supply.

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Digital Assets

Maximum Supply

The maximum number of tokens that can ever exist under the protocol rules.

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Digital Assets

Minting

The creation of new tokens under a protocol or contract's rules.

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Digital Assets

Mining

Using computing resources to validate proof-of-work transactions and earn rewards.

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Alternative Investments

Mezzanine Debt

Subordinated financing that sits between senior debt and equity and may include equity-linked features.

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Alternative Investments

Managed Futures

A systematic or discretionary strategy trading futures across asset classes.

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Alternative Investments

Multi-Strategy Fund

A fund combining several investment strategies under one portfolio.

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Index Investing

Market Index

An index designed to measure a market or market segment.

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Factor Investing

Momentum Factor

The tendency for recent relative winners and losers to continue their trends for a period.

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Factor Investing

Multifactor Investing

Combining several factors in one portfolio.

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Regulation & Compliance

Mis-Selling

Selling a financial product through misleading statements, unsuitable advice, or inadequate disclosure.

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Regulation & Compliance

Market Surveillance

Monitoring trading activity to detect manipulation, insider dealing, and rule breaches.

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Regulation & Compliance

Materiality

The importance of information to a reasonable investor's decision or to financial statements.

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Nigeria Investing

Monetary Policy Rate

The policy rate announced by the Central Bank of Nigeria as a reference for monetary conditions.

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Nigeria Investing

Micro Pension Plan

A pension arrangement designed to extend retirement savings to self-employed and informal-sector workers in Nigeria.

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N
47 terms
Fund Basics

Net Asset Value

The value of a fund's assets minus its liabilities, usually expressed in total and per unit.

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Investment Fundamentals

Nominal Return

Investment return measured without removing the effect of inflation.

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Corporate Governance

Non-Executive Director

A board member who does not take part in day-to-day management.

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Corporate Governance

Nomination Committee

A board committee that evaluates board composition, succession, and director candidates.

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Fixed Income

Normal Yield Curve

A yield curve in which longer maturities generally yield more than shorter maturities.

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Fixed Income

Negative Covenant

A covenant restricting the borrower from specified actions.

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Money Markets

Negotiable Instrument

A financial instrument whose ownership or payment rights can be transferred according to law.

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Money Markets

Non-Competitive Bid

An auction bid that accepts the yield or price determined by competitive bidding, subject to applicable rules.

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Fixed Income

Net Debt

Interest-bearing debt minus cash and cash equivalents.

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Portfolio Analytics

Negative Correlation

A relationship in which two assets tend to move in opposite directions.

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Financial Statements

Net Income

Profit remaining after operating costs, financing costs, taxes, and other recognised items.

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Financial Ratios

Net Profit Margin

Net income expressed as a percentage of revenue.

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Financial Statements

Non-Current Assets

Assets expected to remain in use or be held for more than one year.

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Financial Statements

Non-Current Liabilities

Obligations due beyond one year.

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Financial Statements

Non-Controlling Interest

The current accounting term for equity in a subsidiary not attributable to the parent.

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Financial Statements

Net Working Capital

Current assets minus current liabilities, or a narrower operating version where stated.

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Financial Ratios

Net Debt to EBITDA

Net debt divided by EBITDA.

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Capital Budgeting

Net Present Value

Present value of expected cash inflows minus present value of expected cash outflows.

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Investment Analysis

Network Effect

A benefit that makes a product or service more valuable as more people use it.

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Financial Statements

Non-Recurring Item

An income or expense item not expected to occur regularly.

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Macroeconomics

Nominal GDP

Gross domestic product measured at current prices without adjusting for inflation.

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Macroeconomics

Nominal Interest Rate

An interest rate stated without adjusting for inflation.

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Derivatives

Notional Amount

The reference amount used to calculate derivative payments, which may exceed the cash initially exchanged.

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Risk Management

Natural Hedge

Risk reduction created by offsetting business cash flows rather than a derivative.

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Risk Management

Net Exposure

Long exposure minus short exposure relative to capital.

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Trading & Market Structure

Netting

Offsetting obligations so only a net amount is settled.

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Trading & Market Structure

Novation

The replacement of an original contract party with another, often a central counterparty.

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Real Estate Investing

Net Rental Yield

Annual rental income after operating expenses divided by the property's cost or value.

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Real Estate Investing

Net Operating Income

Property revenue minus normal operating expenses, before financing and tax.

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REIT Metrics

Net Asset Value of a REIT

Estimated property value minus liabilities, usually expressed in total and per share or unit.

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Startup Investing

Non-Participating Preferred

Preferred shares that generally choose between the liquidation preference and conversion into ordinary shares.

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Startup Metrics

Net Revenue Retention

Recurring revenue retained from existing customers after upgrades, downgrades, and churn.

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Personal Finance

Net Worth

Total assets minus total liabilities.

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Returns & Performance

Net Return

Return after specified fees, costs, or taxes.

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Behavioural Finance

Narrative Bias

Preferring a compelling story over less exciting but more relevant evidence.

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Sustainable Investing

Negative Screening

Excluding companies, sectors, or activities based on specified criteria.

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Sustainable Investing

Net Zero

A state in which remaining greenhouse-gas emissions are balanced by removals, under a defined boundary and date.

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Digital Assets

Non-Fungible Token

A unique or individually identifiable blockchain token.

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Commodities

Natural Gas

A gaseous fossil fuel traded for power, heating, industrial, and export use.

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Index Investing

Net-Return Index

A total-return index that reinvests dividends after assumed withholding taxes.

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Regulation & Compliance

Nominee Account

An account where a nominee is the registered holder while the investor remains the beneficial owner.

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Nigeria Investing

Nigerian Exchange

Nigeria's principal securities exchange, where listed shares, bonds, ETFs, and other instruments trade.

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Nigeria Investing

NGX All-Share Index

A broad index designed to measure price movements of eligible equities listed on the Nigerian Exchange.

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Nigeria Investing

Nigerian Treasury Bill

A short-term naira-denominated debt instrument issued by the Federal Government of Nigeria through the relevant process.

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Nigeria Investing

Naira-Denominated Fund

A fund whose units and primary reporting currency are in Nigerian naira.

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Nigeria Investing

National Pension Commission

Nigeria's regulator for the pension industry, commonly called PenCom.

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Nigeria Investing

Nigerian Eurobond

A foreign-currency bond issued internationally by the Federal Government of Nigeria.

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O
39 terms
Fund Structure & Regulation

Open-Ended Fund

A fund that can create or cancel units as investors subscribe and redeem.

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Fund Structure & Regulation

Offer Document

An approved disclosure document provided when an investment product is offered to investors.

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Investment Fundamentals

Opportunity Cost

The value of the best alternative forgone when one choice is made.

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Equity Investing

Ordinary Share

The standard ownership share in a company, generally equivalent to common stock.

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Fund Operations

Offer Price

The price at which a fund or market participant sells units or securities to an investor.

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Fixed Income

Option-Adjusted Spread

A spread measure that adjusts a bond's yield for embedded options such as calls or prepayments.

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Money Markets

Oversubscription

A situation in which investor demand exceeds the amount of securities offered.

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Portfolio Analytics

Omega Ratio

The probability-weighted gains above a threshold divided by losses below that threshold.

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Portfolio Analytics

Out-of-Sample Test

A strategy test using data not employed to design or fit the strategy.

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Portfolio Analytics

Overfitting

Designing a model so closely around past data that it performs poorly on new data.

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Risk Terms

Operational Risk

The risk of loss from failed processes, people, systems, or external events.

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Trading & Market Structure

Order Book

A record of outstanding buy and sell orders arranged by price and often time priority.

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Trading & Market Structure

Over-the-Counter Market

A decentralised market where participants trade directly or through dealers rather than on a central exchange.

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Trading & Market Structure

Opening Auction

A pre-session process that matches orders at a single opening price.

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Trading & Market Structure

Odd Lot

A trade quantity smaller than the standard board lot.

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Trading & Market Structure

Order Execution

The completion of a buy or sell instruction.

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Market Data

Open Price

The first official or regular-session traded price for a period.

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Financial Statements

Operating Expense

A cost incurred in running a business that is not directly included in cost of goods sold.

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Financial Statements

Operating Profit

Profit from core operations after operating expenses but before financing costs and tax.

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Financial Ratios

Operating Margin

Operating profit expressed as a percentage of revenue.

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Cash Flow Analysis

Operating Cash Flow

Cash generated or used by a company's core operations.

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Investment Analysis

Operating Leverage

The sensitivity of operating profit to changes in revenue because of fixed costs.

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Investment Analysis

Organic Growth

Growth generated from existing operations rather than acquisitions.

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Financial Statements

One-Off Charge

An expense described as unusual or unlikely to recur.

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Macroeconomics

Open Market Operation

A central-bank purchase or sale of securities to manage liquidity and interest rates.

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Derivatives

Option

A contract giving the holder a right, but not an obligation, to buy or sell an underlying asset under specified terms.

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Derivatives

Option Premium

The price paid by an option buyer to the seller.

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Derivatives

Out of the Money

An option with no current intrinsic value.

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Derivatives

Option Writer

The seller of an option who receives the premium and assumes the exercise obligation.

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Derivatives

Open Interest

The number of outstanding derivative contracts that have not been closed or settled.

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Real Estate Investing

Occupancy Rate

The percentage of available space or units currently occupied.

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Real Estate Investing

Off-Plan Property

Property purchased before construction is completed, often using plans and specifications.

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Startup Investing

Observer Right

The right to attend board meetings and receive information without voting as a director.

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Behavioural Finance

Overconfidence Bias

The tendency to overestimate one's knowledge, forecasting ability, or control.

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Digital Assets

Oracle

A service or mechanism that supplies external data to a blockchain application.

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Digital Assets

On-Chain Data

Transaction, balance, and contract information recorded on a blockchain.

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Risk Terms

Oracle Risk

The risk that incorrect or manipulated external data causes losses in a blockchain application.

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Regulation & Compliance

Omnibus Account

An account holding assets for multiple underlying clients under one registered name.

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Nigeria Investing

Open Market Operation Bill

A short-term security issued by the Central Bank of Nigeria mainly for liquidity management.

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P
120 terms
Fund Basics

Prospectus

The formal document explaining a fund's objective, strategy, risks, fees, governance, and dealing rules.

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Costs & Fees

Performance Fee

A fee linked to returns above a stated threshold or benchmark.

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Portfolio Metrics

Portfolio Turnover

A measure of how frequently a fund buys and sells portfolio holdings.

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Investment Fundamentals

Principal

The original amount of money invested or lent, excluding later returns.

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Investment Fundamentals

Present Value

The current worth of money expected in the future after applying a discount rate.

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Investment Fundamentals

Purchasing Power

The quantity of goods and services that a sum of money can buy.

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Investment Fundamentals

Passive Investing

An approach that seeks to track a market index or rule-based portfolio with limited discretionary trading.

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Asset Classes

Property

Land and buildings held for use, rent, development, or capital appreciation.

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Equity Investing

Preferred Stock

A class of share that usually has priority over ordinary shares for dividends and liquidation proceeds.

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Equity Investing

Penny Stock

A very low-priced, small-company share that often carries high volatility and liquidity risk.

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Equity Investing

Price Target

An analyst's estimate of a security's future price over a stated period.

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Equity Capital Markets

Primary Offering

A sale of newly issued securities in which the issuer receives the proceeds.

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Equity Capital Markets

Private Placement

A sale of securities to a limited group of selected investors rather than the general public.

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Corporate Actions

Payment Date

The date on which an approved dividend or distribution is paid.

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Corporate Governance

Proxy Vote

A vote cast by another person or electronically on behalf of a shareholder.

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Fund Types

Passive Fund

A fund that follows an index or systematic rule with limited discretionary security selection.

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Fund Types

Pension Fund

A pool of retirement assets invested on behalf of members or beneficiaries.

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Fixed Income

Par Value

The stated value of a bond or share, often used as the amount repaid at bond maturity.

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Fixed Income

Premium Bond

A bond trading above its face value.

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Fixed Income

Puttable Bond

A bond the holder may require the issuer to repurchase before maturity on specified dates.

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Fixed Income

Perpetual Bond

A bond with no fixed maturity date, although it may contain call provisions.

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Fixed Income

Payment-in-Kind Bond

A bond that may pay interest with additional debt rather than cash.

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Fixed Income

Probability of Default

The estimated likelihood that a borrower will default during a stated period.

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Risk Terms

Prepayment Risk

The risk that borrowers repay principal earlier than expected, changing an investment's cash flows and return.

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Money Markets

Primary Dealer

A financial institution authorised to participate directly in specified government securities operations.

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Portfolio Construction

Portfolio

The complete collection of investments owned by an investor or managed under one mandate.

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Portfolio Construction

Portfolio Construction

The process of selecting and combining investments to meet return, risk, liquidity, and time-horizon objectives.

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Portfolio Construction

Price Weighting

Weighting index constituents according to their share prices.

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Portfolio Analytics

Positive Correlation

A relationship in which two assets tend to move in the same direction.

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Risk Terms

Political Risk

The risk that political decisions or instability affect assets, businesses, or cash flows.

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Fraud & Scams

Ponzi Scheme

A fraud that pays earlier participants using money from newer participants rather than genuine investment profits.

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Fraud & Scams

Pyramid Scheme

A scheme that rewards recruitment more than genuine product sales or investment activity.

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Fraud & Scams

Pump and Dump

Manipulating an asset upward through misleading promotion before selling into the inflated demand.

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Equity Capital Markets

Placement Agent

An intermediary that helps an issuer or fund raise money from private investors.

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Trading & Market Structure

Price Discovery

The process through which market orders and information establish a traded price.

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Trading & Market Structure

Primary Market

The market in which newly issued securities are sold and the issuer receives capital.

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Trading & Market Structure

Pre-Open Session

A period before regular trading when orders may be entered but not continuously executed.

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Trading & Market Structure

Price Limit

The maximum permitted price movement during a trading period.

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Order Types

Pegged Order

An order whose price automatically follows a reference such as the best bid, ask, or midpoint.

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Trading & Market Structure

Partial Fill

Execution of only part of an order.

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Market Data

Price Gap

A chart interval between consecutive trading periods where no trades occurred at intervening prices.

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Trading Strategies

Pairs Trading

A relative-value strategy that trades two historically related securities in opposite directions.

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Trading Strategies

Position Trading

Holding a trading position for weeks, months, or longer based on a broad trend or thesis.

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Financial Statements

Prepaid Expense

A payment made in advance for a future service or benefit.

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Financial Statements

Property, Plant and Equipment

Long-lived tangible assets used in business operations.

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Equity Valuation

Price-to-Earnings Ratio

Share price divided by earnings per share.

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Equity Valuation

Price-to-Book Ratio

Share price divided by book value per share.

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Equity Valuation

Price-to-Sales Ratio

Market capitalisation divided by revenue, or share price divided by sales per share.

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Equity Valuation

Price-to-Cash-Flow Ratio

Share price or market value divided by cash flow per share or total cash flow.

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Equity Valuation

Price-to-Free-Cash-Flow Ratio

Market capitalisation divided by free cash flow.

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Equity Valuation

PEG Ratio

Price-to-earnings ratio divided by an expected earnings-growth rate.

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Valuation

Perpetuity Growth Method

A terminal-value method assuming cash flow grows at a constant rate indefinitely.

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Valuation

Precedent-Transaction Analysis

Valuing a business using prices paid in comparable past acquisitions.

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Capital Budgeting

Payback Period

The time required for cumulative cash inflows to recover the initial investment.

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Capital Budgeting

Profitability Index

Present value of future cash inflows divided by the initial investment.

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Investment Analysis

Pricing Power

The ability to raise prices without losing excessive demand.

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Financial Statements

Pro Forma Earnings

Earnings adjusted or presented as though specified transactions or assumptions had occurred.

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Company Disclosures

Profit Warning

An announcement that expected profit will be materially below previous guidance or market expectations.

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Macroeconomics

Producer Price Index

An index measuring changes in prices received or paid by producers at earlier stages of production.

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Macroeconomics

Policy Rate

The benchmark interest rate set or targeted by a central bank to influence financial conditions.

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Macroeconomics

Public Debt

The total outstanding borrowing of a government.

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Macroeconomics

Parallel Exchange Rate

An exchange rate formed outside the official market, often where access to official foreign currency is restricted.

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Macroeconomics

Productivity

Output produced per unit of labour, capital, or another input.

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Macroeconomics

Purchasing Managers' Index

A survey index tracking business activity in manufacturing or services.

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Derivatives

Put Option

An option giving the holder the right to sell the underlying asset at the strike price.

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Derivatives Strategies

Protective Put

A strategy that owns an asset and buys a put to limit downside.

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Derivatives

Physical Settlement

Settlement by delivering the underlying asset.

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Risk Management

Perfect Hedge

A hedge that fully offsets changes in the value of the exposure.

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Real Estate Investing

Property Management Fee

A fee paid for managing tenants, rent collection, maintenance, and property operations.

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Real Estate Investing

Property Appraisal

A professional estimate of a property's value.

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Real Estate Investing

Property Valuation

The process of estimating a property's economic or market value.

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Real Estate Investing

Property Appreciation

An increase in a property's market value.

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Real Estate Investing

Property Depreciation

A decline in a property's economic value, or an accounting allocation of building cost depending on context.

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Real Estate Investing

Planning Risk

The risk that required land-use or development approvals are delayed, restricted, or denied.

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Private Markets

Private Equity

Investment in privately held companies, often with active ownership and a multi-year exit plan.

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Private Markets

Pre-Seed Funding

Very early capital used to test an idea, form a team, or build a prototype.

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Private Markets

Paid-In Capital

Capital actually contributed by investors to a private fund.

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Private Markets

Preferred Return

A return that investors generally receive before the manager participates in carried interest.

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Private Markets

Private-Fund Hurdle Rate

The minimum return that must be achieved before carried interest becomes payable under the fund terms.

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Private Markets

Private-Market IRR

The internal rate of return calculated from the timing of private-fund contributions and distributions.

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Private Markets

Portfolio Company

A company in which a private investment fund holds an interest.

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Startup Investing

Pre-Money Valuation

A company's agreed value immediately before a new investment.

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Startup Investing

Post-Money Valuation

A company's value immediately after adding new investment capital.

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Startup Investing

Pro Rata Right

The right to invest in later rounds to maintain an ownership percentage.

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Startup Investing

Pre-Emption Right

A right giving existing shareholders first opportunity to buy newly issued shares.

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Startup Investing

Participating Preferred

Preferred shares that receive a liquidation preference and then also participate in remaining proceeds.

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Startup Metrics

Product-Market Fit

Evidence that a product satisfies strong, repeatable demand in a target market.

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Personal Finance

Pay Yourself First

Saving or investing immediately when income arrives before discretionary spending.

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Retirement Investing

Pension

Income or assets set aside to support a person after retirement.

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Retirement Investing

Pension Contribution

Money paid into a pension plan by an employee, employer, or both.

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Estate Planning

Probate

The legal process of validating a will and authorising estate administration.

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Estate Planning

Power of Attorney

Legal authority allowing one person to act on another's behalf.

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Returns & Performance

Point-to-Point Return

Return between one specified starting date and one ending date.

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Behavioural Finance

Panic Selling

Selling rapidly because of fear during a market decline.

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Behavioural Finance

Performance Chasing

Buying recent winners or funds mainly because of past returns.

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Sustainable Investing

Positive Screening

Selecting companies with comparatively strong sustainability performance.

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Sustainable Investing

Proxy Engagement

Using voting and dialogue to influence company behaviour.

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Sustainable Investing

Physical Climate Risk

Financial risk from acute or chronic physical effects of climate change.

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Digital Assets

Private Key

A secret cryptographic value that authorises control over blockchain assets.

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Digital Assets

Public Key

A cryptographic value derived from a private key and used to identify or verify transactions.

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Digital Assets

Proof of Stake

A consensus mechanism in which validators are selected and penalised based partly on staked assets.

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Digital Assets

Proof of Work

A consensus mechanism in which participants expend computing resources to secure the network.

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Risk Terms

Protocol Risk

The risk that a blockchain or decentralised protocol fails economically, technically, or through governance.

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Commodities

Precious Metal

A scarce metal commonly held for industrial use, jewellery, or investment.

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Commodities

Production Cut

A deliberate reduction in output intended to balance supply or support prices.

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Alternative Investments

Private Credit

Non-bank lending to privately held companies or assets.

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Alternative Investments

Project Finance

Financing repaid primarily from the cash flows of a specific project, often with limited recourse to sponsors.

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Alternative Investments

Public-Private Partnership

A long-term arrangement between government and private parties to deliver infrastructure or public services.

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Structured Products

Principal-Protected Note

A structured debt instrument designed to return some or all principal at maturity, subject to issuer credit and terms.

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Structured Products

Participation Rate

The percentage of an underlying asset's gain credited to a structured product.

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Index Investing

Price-Return Index

An index measuring only price changes and excluding reinvested income.

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Factor Investing

Profitability Factor

A factor favouring companies with strong operating profitability.

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Costs & Fees

Platform Fee

A fee charged by an investment platform for access, custody, administration, or transactions.

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Regulation & Compliance

Politically Exposed Person

A person entrusted with a prominent public function, or certain connected persons, who may require enhanced checks.

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Regulation & Compliance

Personal Account Dealing

Trading by employees in their own accounts, usually subject to firm rules and pre-clearance.

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Regulation & Compliance

Prospectus Liability

Potential legal responsibility for material misstatements or omissions in an offering document.

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Nigeria Investing

Primary Dealer Market Maker

A financial institution appointed to participate in and support the market for Nigerian government securities under applicable rules.

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Nigeria Investing

Pension Fund Administrator

A licensed Nigerian institution that manages retirement savings accounts and pension investments.

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Nigeria Investing

Pension Fund Custodian

A licensed Nigerian institution that holds pension assets separately and executes authorised transactions.

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Nigeria Investing

Pension Fund Investment Regulation

Rules governing the assets, limits, risk controls, and processes for Nigerian pension funds.

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Fund Types

Real Estate Investment Trust

A collective vehicle that owns or finances income-producing real estate and distributes qualifying income to investors.

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Investment Methods

Redemption

The process of selling fund units back to the fund in exchange for cash.

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Investment Methods

Reinvestment

Using distributions or proceeds to buy additional units instead of receiving cash.

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Plans & Options

Regular Plan

An investment route arranged through an adviser, agent, bank, or distribution platform.

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Fund Structure & Regulation

Registrar

The service provider that maintains ownership records and processes specified investor entitlements.

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Investor Terms

Risk Profile

An assessment of an investor's ability and willingness to accept investment losses and uncertainty.

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Investment Fundamentals

Return

The gain or loss produced by an investment over a stated period.

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Investment Fundamentals

Risk

The possibility that an investment outcome differs from what was expected, including the chance of loss.

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Investment Fundamentals

Risk-Return Trade-Off

The principle that investors generally require greater expected return for accepting greater uncertainty or potential loss.

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Investment Fundamentals

Real Return

Investment return after adjusting for inflation.

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Equity Investing

Research Report

A document presenting investment analysis, assumptions, valuation, risks, and a conclusion.

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Corporate Actions

Rights Issue

An offer allowing existing shareholders to buy additional shares, usually in proportion to their holdings.

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Corporate Actions

Reverse Stock Split

A reduction in the number of shares accompanied by a proportional increase in price per share.

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Corporate Actions

Restructuring

A significant change to a company's debt, operations, ownership, or organisation intended to improve viability.

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Corporate Actions

Recapitalisation

A change in a company's mix of debt and equity financing.

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Corporate Actions

Record Date

The date used to determine which registered holders qualify for a distribution or corporate action.

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Corporate Governance

Remuneration Committee

A board committee that oversees pay policies for directors and senior executives.

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Corporate Governance

Related-Party Transaction

A transaction between an entity and a person or organisation connected to it.

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Plans & Options

Retail Share Class

A fund class intended for individual investors, often with lower minimums than institutional classes.

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Fund Types

Regional Fund

A fund focused on a defined geographic region.

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Fund Operations

Redemption Gate

A rule limiting how much investors may redeem from a fund during a period.

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Fund Operations

Redemption Suspension

A temporary halt to fund redemptions under exceptional conditions allowed by governing documents.

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Fixed Income

Rating Agency

An organisation that assesses creditworthiness and assigns credit ratings.

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Fixed Income

Recovery Rate

The percentage of a creditor's claim recovered after default.

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Risk Terms

Reinvestment Risk

The risk that interim cash flows must be reinvested at lower rates than expected.

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Money Markets

Repurchase Agreement

A transaction in which one party sells securities and agrees to buy them back later at a higher price.

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Money Markets

Reverse Repurchase Agreement

The cash-lending side of a repurchase agreement, involving purchase and later resale of securities.

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Money Markets

Rollover

Reinvesting proceeds from a maturing instrument into a new instrument.

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Risk Terms

Refinancing Risk

The risk that maturing debt cannot be replaced on acceptable terms.

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Portfolio Construction

Rebalancing

Restoring a portfolio toward its target weights by buying or selling assets.

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Portfolio Construction

Risk Parity

An approach that allocates assets so each contributes a similar amount of portfolio risk.

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Portfolio Analytics

Recovery Period

The time required for an investment to regain a previous peak after a drawdown.

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Portfolio Analytics

R-Squared

The proportion of return variation statistically explained by movements in a benchmark or model.

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Portfolio Theory

Risk-Free Rate

The return assumed to be available from an investment with negligible default risk over a matching period.

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Portfolio Theory

Required Return

The minimum expected return an investor demands for the time and risk involved.

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Risk Terms

Regulatory Risk

The risk that new rules, enforcement, or licence changes harm an investment.

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Fraud & Scams

Rug Pull

A digital-asset fraud in which insiders remove liquidity or abandon a project after attracting investor funds.

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Fraud & Scams

Red Flag

A warning sign that merits further investigation before investing.

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Market Participants

Retail Investor

An individual investing personal money rather than managing institutional assets.

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Trading & Market Structure

Round Lot

A trade quantity equal to a standard lot or a multiple of it.

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Trading Strategies

Range-Bound Market

A market moving between relatively stable support and resistance levels without a clear trend.

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Trading Strategies

Resistance Level

A price area where selling has historically been strong enough to slow advances.

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Trading Strategies

Relative Strength Index

A momentum oscillator comparing the magnitude of recent gains and losses on a scale from zero to 100.

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Financial Statements

Revenue

Income generated from selling goods or services before expenses are deducted.

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Financial Statements

Research and Development Expense

Spending on creating or improving products, services, and technology.

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Financial Statements

Retained Earnings

Cumulative profit kept in the business rather than distributed to shareholders.

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Financial Ratios

Receivables Turnover

Revenue or credit sales divided by average receivables.

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Financial Ratios

Return on Assets

Profit divided by average total assets.

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Financial Ratios

Return on Equity

Profit attributable to ordinary shareholders divided by average ordinary equity.

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Financial Ratios

Return on Invested Capital

After-tax operating profit divided by capital invested in operations.

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Financial Ratios

Return on Capital Employed

Operating profit divided by capital employed under the stated definition.

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Equity Valuation

Retention Ratio

The proportion of earnings retained after dividends.

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Valuation

Replacement Cost

The current cost of replacing an asset with one of similar utility.

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Valuation

Residual Income Model

A model valuing equity as book value plus the present value of future profit above the required return on equity.

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Investment Analysis

Recurring Revenue

Revenue expected to repeat under subscriptions, contracts, or ongoing customer relationships.

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Financial Statements

Restatement

A revision of previously issued financial statements to correct an error or apply required changes.

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Financial Statements

Related-Party Disclosure

Disclosure of transactions and balances involving connected persons or entities.

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Macroeconomics

Real GDP

Gross domestic product adjusted for changes in prices.

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Macroeconomics

Recession

A broad and material decline in economic activity lasting more than a brief period.

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Macroeconomics

Real Interest Rate

An interest rate after adjusting for inflation.

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Macroeconomics

Reserve Requirement

The proportion of eligible deposits banks must hold as reserves.

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Macroeconomics

Revaluation

An official increase in a currency's value under a managed or fixed exchange-rate system.

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Market Sentiment

Risk-On Market

A market environment in which investors favour higher-risk assets.

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Market Sentiment

Risk-Off Market

A market environment in which investors move toward perceived safety and liquidity.

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Option Greeks

Rho

The sensitivity of an option's value to a change in interest rates.

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Derivatives

Roll Yield

The return created when an expiring futures contract is replaced with a later contract at a different price.

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Real Estate Investing

Real Estate

Land and buildings held for use, rental income, development, or appreciation.

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Real Estate Investing

Residential Property

Property designed mainly for people to live in.

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Real Estate Investing

Retail Property

Property used for shops, malls, markets, and other consumer-facing businesses.

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Real Estate Investing

Rental Income

Payments received from tenants for the use of property.

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Real Estate Investing

Rent Escalation

A scheduled increase in rent under a lease.

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Real Estate Investing

Real Estate Development

The process of acquiring, improving, constructing, and selling or leasing property.

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Real Estate Investing

Real Estate Crowdfunding

Pooling money from many investors through a platform to finance property projects or loans.

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REIT Metrics

REIT Dividend Yield

Annual REIT distributions divided by the market price.

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Private Markets

RVPI

Residual value to paid-in capital, measuring remaining reported fund value relative to contributions.

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Startup Investing

Right of First Refusal

A right to match a proposed sale of shares before they are sold to another buyer.

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Startup Investing

Reserved Matter

A decision requiring special investor, shareholder, or board approval.

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Personal Finance

Risk Tolerance

An investor's psychological willingness to accept uncertainty and losses.

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Personal Finance

Risk Capacity

An investor's financial ability to withstand losses without jeopardising essential goals.

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Personal Finance

Risk Requirement

The amount of investment risk needed to pursue a financial goal.

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Personal Finance

Refinancing

Replacing an existing loan with a new one, usually to change rate, term, currency, or payment structure.

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Retirement Investing

Retirement Account

An account or arrangement designed to accumulate and invest money for retirement.

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Returns & Performance

Realised Gain

A gain recognised after an investment is sold or otherwise disposed of.

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Returns & Performance

Realised Loss

A loss recognised after an investment is sold or disposed of.

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Returns & Performance

Rolling Return

Return measured over repeated overlapping periods of the same length.

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Returns & Performance

Relative Return

Performance compared with a benchmark or another investment.

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Behavioural Finance

Recency Bias

The tendency to give excessive weight to recent events.

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Behavioural Finance

Representativeness Bias

Assuming a small pattern or resemblance reliably predicts a broader outcome.

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Behavioural Finance

Regret Aversion

Avoiding decisions to reduce the possibility of future regret.

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Alternative Investments

Royalty Company

A company that finances producers in exchange for a percentage of revenue or output.

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Alternative Investments

Relative-Value Strategy

A strategy seeking to profit from price differences between related securities while limiting broad market exposure.

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Index Investing

Rebalance Effect

Price or trading impact associated with index weight changes.

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Costs & Fees

Regulatory Levy

A charge collected to fund market regulation or supervision.

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Costs & Fees

Redemption Fee

A fee charged when investors sell or redeem an investment.

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Regulation & Compliance

Regulatory Filing

A document submitted to a regulator or exchange under applicable rules.

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Regulation & Compliance

Restricted List

A list of securities subject to trading or research restrictions because of confidential information or conflicts.

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Nigeria Investing

Retirement Savings Account

An individual pension account maintained under Nigeria's contributory pension system.

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Nigeria Investing

Registrar Mandate

Instructions and verified details used by a registrar to process payments, transfers, or shareholder records.

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155 terms
Investment Methods

Systematic Investment Plan

An arrangement for making scheduled recurring contributions into an investment fund.

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Investment Methods

Subscription

The process of buying new units in a fund by submitting money and a valid instruction.

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Fund Structure & Regulation

Securities Regulator

A public authority responsible for regulating a securities market.

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Miscellaneous

Stock Exchange

A marketplace where shares, ETFs, REITs, bonds, and other securities may trade.

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Investment Fundamentals

Simple Interest

Interest calculated only on the original principal, not on previously earned interest.

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Investment Fundamentals

Short-Term Investing

Committing money for a relatively brief period, usually with greater emphasis on liquidity and capital stability.

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Asset Classes

Security

A tradable financial claim or ownership interest, such as a share, bond, or fund unit.

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Equity Investing

Shareholder

A person or entity that owns one or more shares in a company.

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Equity Investing

Share Price

The market price at which one share is quoted or traded.

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Equity Investing

Small-Cap Stock

A share in a company with a relatively small market capitalisation.

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Equity Investing

Shares Outstanding

The total shares currently held by all shareholders, excluding shares retired by the company.

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Equity Investing

Sector

A broad group of companies operating in a similar part of the economy.

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Equity Investing

Sector Rotation

Moving investment exposure among sectors based on economic conditions, valuations, or market trends.

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Equity Investing

Stock Picking

Selecting individual company shares instead of buying the whole market.

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Equity Investing

Sell Rating

A research opinion that a security may underperform or decline materially.

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Equity Capital Markets

Secondary Offering

A sale of existing securities by current holders, so the issuer generally does not receive the proceeds.

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Corporate Actions

Stock Split

An increase in the number of shares accompanied by a proportional reduction in price per share, leaving total value initially unchanged.

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Corporate Actions

Share Buyback

A company's repurchase of its own shares from investors.

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Corporate Actions

Spin-Off

The separation of a business unit into an independent company whose shares are distributed to existing shareholders.

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Corporate Actions

Scrip Dividend

A dividend paid in additional shares rather than cash.

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Corporate Actions

Special Dividend

A non-recurring dividend paid outside a company's normal dividend schedule.

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Corporate Governance

Stewardship

The responsible oversight of invested assets, including monitoring companies and exercising ownership rights.

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Fund Basics

Share Class

A version of the same fund portfolio with different fees, currencies, distribution policies, or investor eligibility.

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Fund Structure & Regulation

Sub-Fund

A distinct portfolio within an umbrella fund, with its own objective and assets.

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Fund Types

Sector Fund

A fund concentrated in one economic sector.

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Fund Types

Sovereign Wealth Fund

A state-owned investment fund established to manage public wealth or reserves.

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Fund Types

Sharia-Compliant Fund

A fund managed according to Islamic finance principles and screened investment rules.

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Fund Types

Sukuk Fund

A fund that invests primarily in sukuk and other Sharia-compliant fixed-income-like instruments.

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Fund Types

Smart-Beta Fund

A rules-based fund that weights securities using factors other than traditional market capitalisation.

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Fund Structure & Regulation

Sub-Adviser

An investment manager appointed by the primary adviser or fund to manage part of a portfolio.

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Fund Operations

Swing Pricing

An adjustment to a fund's dealing price intended to allocate transaction costs to subscribing or redeeming investors.

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Fund Operations

Side Pocket

A separate account used to isolate illiquid or hard-to-value assets from a fund's liquid portfolio.

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Fund Operations

Settlement Period

The time between a valid transaction and final delivery of cash or securities.

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Fund Operations

Single Pricing

A fund-pricing structure using one price for both subscriptions and redemptions, subject to any separate charges.

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Fixed Income

Steep Yield Curve

A yield curve with a large gap between short- and long-term yields.

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Fixed Income

Spot Rate

The yield on a zero-coupon cash flow occurring at a specific future date.

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Fixed Income

Sovereign Bond

A bond issued by a national government.

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Fixed Income

Subnational Bond

A debt security issued by a government below the national level.

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Fixed Income

Supranational Bond

A bond issued by an international development or multilateral institution.

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Fixed Income

Secured Bond

A bond backed by specified collateral.

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Fixed Income

Senior Debt

Debt that ranks ahead of subordinated claims in repayment priority.

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Fixed Income

Subordinated Debt

Debt that ranks below senior obligations in repayment priority.

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Fixed Income

Social Bond

A bond whose proceeds finance projects intended to produce defined social benefits.

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Fixed Income

Sustainability Bond

A bond financing a combination of environmental and social projects.

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Fixed Income

Sustainability-Linked Bond

A bond whose financial terms change if the issuer meets or misses specified sustainability targets.

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Fixed Income

Sinkable Bond

A bond supported by a sinking-fund arrangement that retires part of the issue over time.

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Fixed Income

Seniority

The order in which claims are paid relative to other claims.

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Risk Terms

Sovereign Risk

The risk that a government action, financial problem, or default harms an investment.

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Risk Terms

Spread Risk

The risk that a bond's yield spread widens relative to its benchmark, reducing its price.

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Portfolio Construction

Strategic Asset Allocation

A long-term target mix of asset classes based on an investor's objectives and constraints.

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Portfolio Analytics

Standard Deviation

A measure of how widely returns vary around their average.

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Portfolio Analytics

Semi-Variance

The variance of observations below a selected mean or target.

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Portfolio Analytics

Sharpe Ratio

Excess return over a risk-free rate divided by total return volatility.

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Portfolio Analytics

Sortino Ratio

Excess return over a target divided by downside deviation.

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Risk Management

Stress Test

An analysis of portfolio performance under severe but plausible scenarios.

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Risk Management

Scenario Analysis

The estimation of outcomes under a defined combination of assumptions.

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Risk Management

Sensitivity Analysis

The study of how an output changes when one input changes.

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Portfolio Analytics

Survivorship Bias

The error caused by analysing only investments that survived while excluding failed or delisted ones.

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Portfolio Analytics

Selection Bias

A distortion caused by choosing a sample that is not representative of the intended population.

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Portfolio Theory

Security Market Line

A line showing the CAPM relationship between expected return and beta.

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Risk Terms

Systematic Risk

Market-wide risk that cannot be removed through ordinary diversification.

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Risk Terms

Settlement Risk

The risk that one side of a transaction delivers while the other does not.

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Fraud & Scams

Source Verification

The process of confirming claims against independent, authoritative records.

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Market Participants

Stockbroker

A licensed intermediary that buys and sells exchange-traded securities for clients.

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Equity Capital Markets

Syndicate

A group of financial institutions working together to distribute or underwrite an offering.

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Trading & Market Structure

Secondary Market

The market in which existing securities trade among investors.

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Order Types

Stop Order

An order that becomes active after a specified trigger price is reached.

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Order Types

Stop-Limit Order

An order that becomes a limit order after a stop price is reached.

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Trading & Market Structure

Slippage

The difference between the expected trade price and the actual execution price.

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Trading Strategies

Support Level

A price area where buying has historically been strong enough to slow declines.

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Trading Strategies

Simple Moving Average

A moving average giving equal weight to each observation in the selected window.

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Trading Strategies

Short Position

Exposure that benefits when an asset's price falls.

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Trading Strategies

Short Selling

Selling a borrowed security with the intention of buying it back later.

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Trading & Market Structure

Securities Lending

The temporary transfer of securities to a borrower in exchange for collateral and a fee.

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Market Data

Short Interest

The number or proportion of shares sold short and not yet repurchased.

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Trading Strategies

Short Squeeze

A rapid price rise intensified when short sellers buy shares to close losing positions.

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Trading Strategies

Statistical Arbitrage

A systematic strategy that uses statistical relationships to identify short-lived relative mispricing.

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Trading Strategies

Swing Trading

Holding positions for several days or weeks to capture medium-term price moves.

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Market Abuse

Spoofing

Placing orders without genuine intent to execute in order to mislead other market participants.

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Financial Statements

Sales Growth

The percentage increase or decrease in revenue over a period.

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Financial Statements

Selling, General and Administrative Expense

Operating costs associated with sales, management, and general administration.

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Financial Statements

Statement of Changes in Equity

A statement reconciling opening and closing shareholders' equity.

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Financial Statements

Short-Term Debt

Borrowings due within one year.

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Financial Statements

Shareholders' Equity

The residual interest in assets after liabilities are deducted.

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Financial Statements

Share Capital

The amount recognised as capital from issued shares under applicable accounting and legal rules.

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Financial Statements

Share Premium

The amount received above the nominal or par value of issued shares.

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Equity Valuation

Sustainable Growth Rate

The rate at which a company can grow using retained earnings while maintaining its financial policies, under the model used.

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Valuation

Sum-of-the-Parts Valuation

Valuing separate business segments independently and adding them together, net of central claims.

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Investment Analysis

Switching Cost

The cost, inconvenience, or risk a customer faces when changing providers.

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Financial Statements

Segment Reporting

Financial information presented separately for significant business lines or geographic areas.

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Macroeconomics

Stagflation

A combination of high inflation, weak economic growth, and often high unemployment.

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Market Sentiment

Safe-Haven Asset

An asset expected to retain or gain value during periods of market stress, though no asset is safe in all circumstances.

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Macroeconomics

Soft Landing

A slowdown that reduces inflation without causing a severe recession.

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Derivatives

Strike Price

The price at which an option holder may buy or sell the underlying asset.

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Derivatives

Speculation

Taking risk primarily to profit from an expected market move.

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Derivatives

Swap

A contract to exchange cash flows according to agreed rules.

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Derivatives

Swap Spread

The difference between a swap rate and a government-bond yield of similar maturity.

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Derivatives

Swaption

An option granting the right to enter an interest-rate swap.

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Real Estate Investing

Service Charge

A fee paid by occupants for shared property services and maintenance.

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Private Markets

Seed Funding

Early financing used to develop a product, validate demand, and build an initial team.

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Private Markets

Series A Funding

An institutional venture round commonly used to scale a business with early product-market evidence.

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Private Markets

Series B Funding

A later venture round generally used to accelerate expansion after the business model has gained traction.

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Private Markets

Series C Funding

A growth-stage funding round often used for major expansion, acquisitions, or preparation for public markets.

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Private Markets

Secondary Sale

The sale of an existing private investment interest to another investor.

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Private Markets

Sponsor-to-Sponsor Sale

The sale of a portfolio company from one private-equity firm to another.

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Private Markets

Secondary Fund

A fund that buys existing interests in private funds or private companies.

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Startup Investing

SAFE

A contract providing a right to future equity under specified financing or liquidity events, without being ordinary debt.

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Startup Metrics

Serviceable Available Market

The portion of the total market that a company's product and geography can serve.

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Startup Metrics

Serviceable Obtainable Market

The realistic share of the serviceable market a company can capture over a stated period.

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Personal Finance

Savings

Money set aside rather than spent, often for emergencies or future goals.

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Personal Finance

Savings Rate

The percentage of income saved or invested during a period.

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Personal Finance

Sinking Fund

Money accumulated gradually for a known future expense.

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Retirement Investing

Safe Withdrawal Rate

An estimated withdrawal rate intended to support spending over a long retirement under stated assumptions.

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Retirement Investing

Sequence-of-Returns Risk

The risk that poor returns early in a withdrawal period cause lasting portfolio damage.

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Estate Planning

Settlor

The person who creates a trust and transfers assets into it.

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Behavioural Finance

Status Quo Bias

Preferring existing choices even when better alternatives are available.

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Behavioural Finance

Sunk-Cost Fallacy

Continuing an investment because of past money or effort that cannot be recovered.

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Behavioural Finance

Self-Attribution Bias

Crediting successes to skill while blaming failures on external factors.

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Sustainable Investing

Social Factor

An issue involving employees, customers, communities, human rights, or social impact.

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Sustainable Investing

Socially Responsible Investing

An approach using ethical values and social criteria to include or exclude investments.

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Sustainable Investing

Shareholder Resolution

A proposal submitted by shareholders for a vote at a company meeting.

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Sustainable Investing

Stranded Asset

An asset that loses economic value earlier than expected because of market, regulatory, technological, or environmental change.

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Sustainable Investing

Sustainability Reporting

Disclosure of environmental, social, governance, and impact information.

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Sustainable Investing

Stewardship Code

A set of principles guiding institutional investors' monitoring, engagement, and voting.

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Digital Assets

Stablecoin

A digital token designed to maintain a stable value relative to a reference asset.

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Digital Assets

Security Token

A token representing a regulated investment claim such as equity, debt, or fund ownership.

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Digital Assets

Seed Phrase

A sequence of words used to restore access to a cryptographic wallet.

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Digital Assets

Self-Custody

Holding and controlling one's own private keys rather than relying on an intermediary.

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Digital Assets

Staking

Locking or delegating tokens to support a proof-of-stake network or protocol in return for rewards.

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Digital Assets

Smart Contract

Program code deployed on a blockchain that executes according to predefined rules.

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Digital Assets

Slashing

A penalty that removes part of a validator's stake for specified misconduct or failure.

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Risk Terms

Smart-Contract Risk

The risk of loss from flaws, exploits, or unintended behaviour in blockchain code.

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Commodities

Silver

A precious metal with both investment demand and extensive industrial use.

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Commodities

Spot Price

The current market price for immediate or near-immediate delivery of an asset.

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Commodities

Soft Commodity

An agricultural commodity commonly grown rather than mined, such as coffee, sugar, or cocoa.

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Commodities

Storage Cost

The cost of holding a physical commodity, including warehousing, insurance, and financing.

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Commodities

Supply Shock

An unexpected change in available supply that materially affects prices.

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Alternative Investments

Streaming Agreement

A financing arrangement granting the investor the right to buy part of future production at a predetermined price.

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Alternative Investments

Special Situations

Investments driven by unusual corporate, legal, or financial events.

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Structured Products

Structured Product

An investment combining debt and derivatives to create a defined payoff.

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Index Investing

Sector Index

An index tracking companies in one economic sector.

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Index Investing

Sampling

Tracking an index with a representative subset of constituents.

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Factor Investing

Size Factor

The return pattern associated with smaller companies relative to larger companies.

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Costs & Fees

Stamp Duty

A transaction or document tax imposed under applicable law.

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Costs & Fees

Soft-Dollar Arrangement

An arrangement in which trading commissions help pay for research or services used by an investment manager.

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Costs & Fees

Subscription Fee

A charge applied when an investor buys into a product.

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Regulation & Compliance

Suitability

The requirement or process of determining whether an investment fits a client's circumstances and objectives.

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Regulation & Compliance

Source of Funds

The origin of money used in a specific transaction or account.

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Regulation & Compliance

Source of Wealth

The broader origin of a person's accumulated assets.

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Regulation & Compliance

Sanctions Screening

Checking customers and transactions against applicable sanctions lists.

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Regulation & Compliance

Suspicious Transaction Report

A confidential report filed with an authority when activity appears suspicious under applicable law.

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Regulation & Compliance

Segregated Account

An account kept separate for a specific client, purpose, or legal protection.

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Regulation & Compliance

Securities Registration

The formal approval or filing process required before certain securities may be publicly offered.

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Nigeria Investing

Securities and Exchange Commission Nigeria

Nigeria's federal capital-market regulator.

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Nigeria Investing

State Government Bond

A bond issued by a Nigerian state government, subject to applicable approvals and terms.

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T
80 terms
Fund Basics

Trustee

An independent party appointed to protect unitholders' interests and oversee compliance with the trust deed.

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Returns & Performance

Total Return

The complete investment result from price changes plus income, assuming distributions are included.

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Costs & Fees

Transaction Cost

A cost arising from buying, selling, settling, or transferring an investment.

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Plans & Options

Target-Date Fund

A diversified fund that gradually changes its asset mix as a stated future date approaches.

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Portfolio Metrics

Tracking Error

The variability of the difference between a fund's return and its benchmark return.

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Investor Terms

Time Horizon

The expected period before invested money will be needed.

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Tax Terms

Tax Authority

A public authority responsible for administering and collecting taxes.

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Tax Terms

Tax-Efficient Investing

Structuring legitimate investment choices to reduce unnecessary tax while following applicable law.

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Tax Terms

Tax Residency

The jurisdiction that treats a person or entity as resident for tax purposes.

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Asset Classes

Tangible Asset

A physical asset with measurable economic value.

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Equity Investing

Treasury Shares

A company's own shares that it repurchased and holds rather than cancelling.

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Corporate Actions

Tender Offer

A public offer to buy securities from holders at specified terms during a stated period.

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Corporate Actions

Takeover

An acquisition that results in one party gaining control of another company.

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Fund Types

Thematic Fund

A fund organised around a long-term theme that may cut across traditional sectors.

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Portfolio Metrics

Tracking Difference

The actual return difference between an index-tracking fund and its benchmark over a period.

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Fund Structure & Regulation

Transfer Agent

A service provider that maintains investor records and processes subscriptions, redemptions, and transfers.

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Fund Structure & Regulation

Trust Deed

The legal document establishing a trust-based fund and defining the powers and duties of its parties.

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Fixed Income

Trustee for Bondholders

An independent party appointed to represent bondholders and enforce the bond documents.

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Fixed Income

Technical Default

A breach of a non-payment term in a debt agreement.

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Fixed Income

Tenor

The length of time until a financial instrument matures or a contract ends.

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Money Markets

Treasury Bill

A short-term government debt instrument usually issued at a discount and repaid at face value.

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Money Markets

Time Deposit

Money placed with a bank for a fixed period at an agreed interest rate.

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Portfolio Construction

Tactical Asset Allocation

A temporary deviation from long-term asset weights to exploit perceived opportunities or manage risk.

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Portfolio Construction

Threshold Rebalancing

Rebalancing when an asset weight moves beyond a specified band.

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Portfolio Analytics

Treynor Ratio

Excess return divided by portfolio beta.

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Risk Terms

Tail Risk

The risk of rare but extreme outcomes in the far ends of a return distribution.

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Trading & Market Structure

Trading Volume

The number or value of securities traded during a period.

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Trading & Market Structure

Turnover Value

The monetary value of securities traded during a period.

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Trading & Market Structure

Trading Halt

A temporary suspension of trading in a security or market.

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Trading & Market Structure

Tick Size

The smallest permitted price increment for a security.

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Order Types

Trailing Stop

A stop order whose trigger follows a favourable price move by a fixed amount or percentage.

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Trading & Market Structure

Time-Weighted Average Price

The average price over time, commonly used as an execution benchmark or scheduling method.

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Market Data

Trading Range

The span between an asset's high and low price over a period.

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Trading Strategies

Trend

A persistent direction in price or market movement.

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Trading Strategies

Technical Analysis

The study of price, volume, and market behaviour to identify patterns or trading signals.

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Financial Statements

Total Assets

The sum of resources controlled by an entity that are expected to provide economic benefits.

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Financial Statements

Total Liabilities

All present obligations owed by an entity.

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Equity Valuation

Tangible Book Value

Book value after deducting goodwill and other intangible assets.

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Equity Valuation

Tangible Book Value Per Share

Tangible ordinary equity divided by shares outstanding.

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Equity Valuation

Trailing Price-to-Earnings Ratio

Price-to-earnings ratio based on historical earnings, commonly the last twelve months.

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Valuation

Terminal Value

The estimated value of cash flows beyond an explicit forecast period.

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Company Disclosures

Trading Update

A shorter operational or financial update published between formal reports.

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Macroeconomics

Tight Monetary Policy

A policy stance that restrains credit and demand, often through higher rates or reduced liquidity.

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Macroeconomics

Trade Deficit

A situation in which a country's imports of goods exceed its exports.

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Macroeconomics

Trade Surplus

A situation in which a country's exports of goods exceed its imports.

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Macroeconomics

Terms of Trade

The ratio of a country's export prices to import prices.

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Derivatives

Time Value

The part of an option premium exceeding intrinsic value, reflecting time and uncertainty before expiration.

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Option Greeks

Theta

The estimated loss in an option's value from the passage of time, all else equal.

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Derivatives

Total Return Swap

A swap transferring an asset's total economic return, including income and price changes, without transferring legal ownership.

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Real Estate Investing

Tenant

A person or organisation that rents and occupies property.

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Real Estate Investing

Title Risk

The risk that ownership rights are defective, disputed, or encumbered.

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Private Markets

TVPI

Total value to paid-in capital, equal to distributions plus residual value divided by paid-in capital.

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Private Markets

Trade Sale

The sale of a company to an operating business, usually in the same or a related industry.

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Startup Investing

Term Sheet

A preliminary document outlining the main commercial terms of a proposed investment.

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Startup Investing

Tag-Along Right

A right allowing minority holders to join a sale by major shareholders on similar terms.

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Startup Metrics

Total Addressable Market

The total revenue opportunity if a product captured all demand in its defined market.

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Startup Metrics

Take Rate

Platform revenue divided by the value of transactions processed.

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Estate Planning

Trust

A legal arrangement in which trustees hold and manage assets for beneficiaries.

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Estate Planning

Trustee of a Private Trust

A person or institution legally responsible for managing trust assets according to the trust terms.

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Tax Terms

Taxable Account

An investment account in which income and gains may be taxed under ordinary rules.

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Tax Terms

Tax-Deferred Account

An account where tax on contributions, income, or gains is postponed until a later event.

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Tax Terms

Tax-Exempt Account

An account whose qualifying income, gains, or withdrawals are exempt from specified taxes.

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Tax Terms

Tax-Loss Harvesting

Selling an investment at a loss to offset taxable gains, subject to applicable rules.

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Tax Terms

Tax Basis

The amount used to calculate taxable gain or loss on disposal.

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Returns & Performance

Time-Weighted Return

A performance measure that removes the effect of external cash-flow timing.

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Returns & Performance

Trailing Return

Return measured backward from a stated end date over a fixed period.

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Returns & Performance

Total Shareholder Return

Share-price change plus dividends over a period, assuming the stated treatment of reinvestment.

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Sustainable Investing

Transition Risk

Financial risk arising from policy, technology, legal, or demand changes during the shift to a lower-carbon economy.

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Digital Assets

Token

A digital unit issued or represented on a blockchain.

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Digital Assets

Total Supply

The number of tokens created minus those permanently removed, depending on the stated methodology.

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Digital Assets

Tokenomics

The rules and incentives governing a token's supply, distribution, utility, and value flows.

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Digital Assets

Token Unlock

The release of previously restricted tokens into transferable circulation.

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Digital Assets

Token Vesting

A schedule that gradually releases tokens to founders, employees, investors, or communities.

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Digital Assets

Token Burn

The permanent removal of tokens from usable supply.

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Digital Assets

Total Value Locked

The value of assets deposited in a decentralised-finance protocol under a stated method.

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Alternative Investments

Timberland Investment

Ownership of forest assets for biological growth, timber sales, and land value.

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Index Investing

Total-Return Index

An index measuring price changes plus reinvested distributions.

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Costs & Fees

Transfer Fee

A charge for moving ownership, cash, or securities between accounts or providers.

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Costs & Fees

Trailer Fee

An ongoing payment from a product provider to a distributor for holding or servicing client investments.

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Costs & Fees

Total Cost of Ownership

The full cost of holding an investment, including visible and hidden fees, spreads, taxes, and trading effects.

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U
24 terms
Fund Basics

Unit

A proportional ownership interest in a mutual fund.

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Fund Structure & Regulation

Unit Trust

A pooled investment constituted under a trust deed, with units held for beneficiaries.

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Investor Terms

Unitholder

An investor recorded as owning units in a collective investment fund.

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Asset Classes

Unlisted Security

A security that does not trade on a public exchange.

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Fund Basics

Unit Class

A class of fund units distinguished by fee, currency, income, or access terms.

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Fund Structure & Regulation

Umbrella Fund

A legal fund structure containing multiple sub-funds under one overall arrangement.

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Fixed Income

Unsecured Bond

A bond supported by the issuer's general credit rather than specific collateral.

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Money Markets

Undersubscription

A situation in which investor demand is less than the amount offered.

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Portfolio Analytics

Up-Capture Ratio

A measure of how a fund performed relative to its benchmark during periods when the benchmark rose.

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Risk Terms

Unsystematic Risk

Company-specific or asset-specific risk that can be reduced through diversification.

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Fraud & Scams

Unregistered Investment

An investment product or operator offered without required registration or authorisation.

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Equity Capital Markets

Underwriter

A firm that helps structure and sell a securities offering and may commit to purchase unsold securities.

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Trading Strategies

Uptrend

A pattern of generally rising prices, often marked by higher highs and higher lows.

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Financial Statements

Unqualified Audit Opinion

An audit opinion stating that financial statements are fairly presented without material qualification.

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Macroeconomics

Unemployment Rate

The percentage of the labour force without work but actively seeking employment under the stated definition.

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Derivatives

Underlying Asset

The asset, rate, index, or reference on which a derivative's value is based.

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Private Markets

Unfunded Commitment

The portion of committed capital not yet called or contributed.

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Startup Metrics

Unit Economics

Revenue, cost, and profit relationships measured per customer, transaction, or unit.

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Returns & Performance

Unrealised Gain

An increase in value on an investment that has not been sold.

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Returns & Performance

Unrealised Loss

A decline in an investment's value before it is sold.

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Digital Assets

Utility Token

A token intended to provide access to a product, service, or network function.

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Commodities

Unallocated Gold

A claim against a provider for a quantity of gold rather than ownership of specific bars.

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Nigeria Investing

Unit Trust Scheme

A pooled investment scheme constituted as a trust and divided into units.

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Nigeria Investing

Unclaimed Dividend

A declared dividend not collected or successfully paid to the entitled shareholder.

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V
22 terms
Investment Fundamentals

Value Investing

An approach that seeks assets trading below an estimate of their underlying worth.

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Equity Investing

Value Stock

A share trading at a relatively low valuation compared with fundamentals or peers.

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Equity Investing

Voting Right

The right attached to certain shares to vote on company matters.

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Fund Operations

Valuation Point

The specified time at which a fund values its assets and calculates dealing prices.

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Portfolio Analytics

Variance

The average squared deviation of returns from their mean.

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Portfolio Analytics

Volatility

The degree and frequency of price or return fluctuations.

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Portfolio Analytics

Value at Risk

An estimate of a loss threshold that should not be exceeded at a stated confidence level over a stated period, under model assumptions.

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Risk Terms

Volatility Risk

The risk that changes in market volatility harm an investment or strategy.

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Trading & Market Structure

Volume-Weighted Average Price

The average traded price weighted by volume during a period.

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Derivatives Strategies

Vertical Spread

An option spread using the same expiration but different strike prices.

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Option Greeks

Vega

The sensitivity of an option's price to a change in implied volatility.

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Derivatives

Volatility Smile

A pattern in which implied volatility differs across option strike prices.

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Derivatives

Volatility Skew

An asymmetrical pattern of implied volatility across strike prices.

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Derivatives

Variation Margin

Daily or periodic cash transferred to reflect changes in a derivative position's market value.

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Real Estate Investing

Vacancy Rate

The percentage of available space or units not occupied.

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Private Markets

Venture Capital

Equity financing for young, high-growth companies with substantial uncertainty.

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Private Markets

Vintage Year

The year a private fund begins investing or first draws capital, used to compare similar funds.

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Startup Investing

Valuation Cap

The maximum valuation used to convert a SAFE or convertible instrument into equity.

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Startup Investing

Vesting

The gradual earning of ownership rights over time or after milestones.

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Retirement Investing

Vested Pension Benefit

The portion of pension benefits that the member has earned and cannot lose under plan rules.

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Digital Assets

Validator

A network participant that verifies transactions and helps produce or confirm blocks under consensus rules.

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Factor Investing

Value Factor

The tendency for relatively cheap securities to perform differently from expensive securities over time.

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W
16 terms
Tax Terms

Withholding Tax

Tax deducted at source from specified income payments before the recipient receives the balance.

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Fixed Income

Weighted Average Maturity

The average time to maturity of a portfolio's holdings, weighted by their values.

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Market Abuse

Wash Trade

A trade or series of trades creating the appearance of activity without a genuine change in beneficial ownership.

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Financial Statements

Working Capital

Current operating assets minus current operating liabilities, with exact components depending on the analysis.

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Financial Ratios

Working Capital Cycle

The time between paying suppliers and collecting cash from customers.

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Valuation

Weighted Average Cost of Capital

The blended required return of debt and equity capital, weighted by their market values.

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Derivatives

Warrant

A long-dated right, often issued by a company, to buy its shares at a specified price.

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Startup Investing

Weighted-Average Anti-Dilution

An anti-dilution method adjusting conversion price based on both the lower price and number of new shares.

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Retirement Investing

Withdrawal Rate

Annual portfolio withdrawals divided by the portfolio's starting or current value.

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Estate Planning

Will

A legal document directing how a person's estate should be handled after death.

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Digital Assets

Wallet

Software or hardware used to manage cryptographic keys and interact with digital assets.

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Digital Assets

Wrapped Token

A token representing another asset on the same or a different blockchain.

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Alternative Investments

Wine Investment

Ownership of investment-grade wine intended for later resale.

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Costs & Fees

Withdrawal Fee

A charge for taking money or assets out of an account or product.

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Regulation & Compliance

Whistleblower

A person who reports suspected misconduct or legal violations.

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Regulation & Compliance

Watch List

A confidential list used to monitor securities where the firm may possess sensitive information.

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Y
8 terms
Z
1 term

Definitions are for educational purposes only and do not constitute financial advice. Learn to invest safely →