Regulation & Compliance

Conflict Disclosure

Definition

What is Conflict Disclosure?

Information given to clients about interests or incentives that could influence advice or decisions.

Example in practice

The adviser discloses compensation received from the product provider.

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A legal or ethical duty to act loyally and carefully in another person's best interest.

The requirement or process of determining whether an investment fits a client's circumstances and objectives.

A duty to place the client's interests ahead of the provider's when making a recommendation.

Nigeria's principal securities exchange, where listed shares, bonds, ETFs, and other instruments trade.

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